DFX Intelligence

Data Factory

L•••• M•• • A••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

L•••• M•• • A••••••••• L••

CRD 145589

FALLS CHURCH, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2483ce4f-5104-dd51-619b-edcfbd745b5b

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 4
On other graphs: 1
Observed: Mar 22, 2012 to Mar 29, 2019
49 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

X•• S•••••••••

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $424MItem 5.F on the latest filing (2019-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $151M
Private client RAUM: $416MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••• F•••••••• P••••••• I•••	Member	E	yes	07/2018	Aug 20, 2018	Mar 29, 2019
F•••• F•••••••• P•••••••• L••	Member	E	yes	01/2007	Mar 22, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
X•• F••••••••• L••	n/a	Independent wealth	$3.3B	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Frisco	Co	United States	2	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$424M	$444M	-4.5%	$302M	12.0%	2	19	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
X•• F•••••••• G••••	3	Feb 1, 2019	Feb 4, 2019	ROCKVILLE, MD	Firm absorbed	RIA to RIA	100.0%

Relationships

Affiliated with (5)

← X•• F•••••••• G••••Registered adviserbroker-dealer, control, common control
factForm ADV
→ X•• F•••••••• G••••Registered adviserother investment adviser, control, common control
factForm ADV
← CAPGROUP ADVISORSRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← HUFFORD ADVISORS, LLCRegistered adviserother investment adviser, broker-dealer, common control

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 29, 2019
Control person joined
Robert David Kantor (Chief Executive Officer) appeared on Schedule A of L•••• M•• • A••••••••• L••
Form ADVobserved 7 days ago
Occurred
Feb 1, 2019
Control person left
Edward Ronald Lara (President & Ceo) no longer on Schedule A of L•••• M•• • A••••••••• L•• (listed 2019-02-01, absent 2019-02-01)
Form ADVobserved 7 days ago
Occurred
Feb 2, 2018
Regulatory AUM changed
L•••• M•• • A••••••••• L•• reported RAUM $443.9M, up 38% from $322.3M (2017-09-28 to 2018-02-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2483ce4f-5104-dd51-619b-edcfbd745b5b
First observed: Mar 22, 2012
Last observed: Mar 29, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.