DFX Intelligence

L••• K• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner13 years in industry

L••• K• D•••••••

Advisor at W•••••••• • D••••••• F•••••••• P•••••••

HANOVER, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••••• • D••••••• F•••••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••••• • D••••••• F•••••••• P•••••••	State registered	Jan 2, 2020	n/a	yes	HANOVER, NH	Current employment
F•••••••• N••••••••• I•••	Former SEC adviser	Aug 1, 2019	Dec 26, 2019	no	LITTLETON, MA\|Lebanon, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• N••••••••• I•••	W•••••••• • D••••••• F•••••••• P•••••••	Dec 26, 2019	Jan 2, 2020	7	Firm change	RIA to state RIA

Relationships

Registered with (2)

→ W•••••••• • D••••••• F•••••••• P•••••••Registered adviserregistration: current employment
Jan 2, 2020 to presentfactForm ADV
→ F•••••••• N••••••••• I•••Registered adviserregistration: previous registration
Aug 1, 2019 to Dec 26, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 1, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.