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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FINANCIAL NAVIGATORS INC.

CRD 134873

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84eb6185-9f39-98dd-9921-a00e445a4681

Data as of Jul 15, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 7
On other graphs: 0
Observed: Jun 18, 2021 to Jul 15, 2024
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $182MItem 5.F on the latest filing (2024-07-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $182M
Private client RAUM: $181MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 6
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 611
Individual clients: 144
High net worth clients: 53
SEC number: 801-121802
CRD: 134873
Filings on the tape: 10
First filed: Jun 18, 2021
Latest filed: Jul 15, 2024
Organised: Corporation, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JOHNSON, CASANDRA, ANN	EXECUTIVE VICE PRESIDENT AND CFO	Na	yes	01/2022	Mar 16, 2022	Jul 15, 2024
LEGAULT, CYNTHIA, SUSAN	Ceo	E	yes	03/2005	Jun 18, 2021	Jul 15, 2024
TILDEN, CHRISTOPHER, MARK	PRESIDENT AND CIO	A	yes	01/2019	Jun 18, 2021	Jul 15, 2024
MAINES, MARIAH, MARIE	Cco	Na	no	01/2024	Feb 15, 2024	Jul 15, 2024
VERSOY, JENNIFER, A	SENIOR CLIENT SERVICE MANAGER	Na	no	02/2024	Feb 15, 2024	Jul 15, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Feb 15, 2024	$182M	$182M	6	6	7	n/a	n/a
2022	Mar 6, 2023	$167M	$167M	4	4	5	n/a	n/a
2021	Mar 16, 2022	$194M	$194M	4	4	5	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$182M	$167M	9.4%	n/a	n/a	6	4	4	5

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MONTIS FINANCIAL, LLC	3	Oct 8, 2024	Nov 5, 2024	LITTLETON, MA	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (3)

← LEGAULT, CYNTHIA, SUSANOwnerCEO, ownership code E, individual
Jun 18, 2021 to presentfactForm ADV
← TILDEN, CHRISTOPHER, MARKOwnerPRESIDENT AND CIO, ownership code A, individual
Jun 18, 2021 to presentfactForm ADV
← JOHNSON, CASANDRA, ANNOwnerEXECUTIVE VICE PRESIDENT AND CFO, ownership code NA, individual
Mar 16, 2022 to presentfactForm ADV

Owns (2)

← MAINES, MARIAH, MARIEOwnerCCO, ownership code NA, individual
Feb 15, 2024 to presentfactForm ADV
← VERSOY, JENNIFER, AOwnerSENIOR CLIENT SERVICE MANAGER, ownership code NA, individual
Feb 15, 2024 to presentfactForm ADV

Moved with (1)

→ MONTIS FINANCIAL, LLCRegistered adviser3 advisors, firm absorbed, same day
Oct 8, 2024 to Nov 5, 2024factForm ADV

Registered with (7)

← CHRISTOPHER MARK TILDENAdvisorregistration: previous registration
Jan 20, 2017 to Oct 8, 2024factForm ADV
← CASANDRA ANN JOHNSONAdvisorregistration: previous registration
Apr 16, 2019 to Oct 8, 2024factForm ADV
← Mariah Marie MainesAdvisorregistration: previous registration
Dec 6, 2023 to Oct 8, 2024factForm ADV
← ROMAN SHLYAKHETKOAdvisorregistration: previous registration
Sep 7, 2023 to Jul 15, 2024factForm ADV
← Leif KT DaulaireAdvisorregistration: previous registration
Aug 1, 2019 to Dec 26, 2019factForm ADV
← KAREN PATRICIA KELLYAdvisorregistration: previous registration
Jul 30, 2019 to Nov 19, 2019factForm ADV
← ERIC BOOTH WADSWORTHAdvisorregistration: previous registration
Feb 11, 2019 to Sep 16, 2019factForm ADV

Dated events

Occurred
Oct 8, 2024
Firm absorbed
Financial Navigators Inc.'s advisors moved to Montis Financial, LLC (Littleton, MA): 3 of 3 registered, on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Oct 8, 2024
Advisor changed firm
Mariah Marie Maines left Financial Navigators Inc. for Montis Financial, Llc (registered 2024-11-05)
Form ADVobserved 6 days ago
Occurred
Oct 8, 2024
Advisor changed firm
Christopher Mark Tilden left Financial Navigators Inc. for Montis Financial, Llc (registered 2024-10-11)
Form ADVobserved 6 days ago
Occurred
Oct 8, 2024
Advisor changed firm
Casandra Ann Johnson left Financial Navigators Inc. for Montis Financial, Llc (registered 2024-11-05)
Form ADVobserved 6 days ago
Occurred
Jul 15, 2024
Control person left
Louise Marcia Lewis (Executive Vice President) no longer on Schedule A of Financial Navigators Inc. (listed 2024-04-11, absent 2024-07-15)
Form ADVobserved 6 days ago
Occurred
Jul 15, 2024
Advisor changed firm
Roman Shlyakhetko left Financial Navigators Inc. for Henssler Financial (registered 2025-03-03)
Form ADVobserved 6 days ago
Occurred
Jun 18, 2021
First Form ADV filing
Financial Navigators Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84eb6185-9f39-98dd-9921-a00e445a4681
First observed: Jun 18, 2021
Last observed: Jul 15, 2024 26 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FINANCIAL NAVIGATORS INC.

CRD 134873

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84eb6185-9f39-98dd-9921-a00e445a4681

Data as of Jul 15, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JOHNSON, CASANDRA, ANN

EXECUTIVE VICE PRESIDENT AND CFO

yes

01/2022

Mar 16, 2022

Jul 15, 2024

LEGAULT, CYNTHIA, SUSAN

Ceo

yes

03/2005

Jun 18, 2021

Jul 15, 2024

TILDEN, CHRISTOPHER, MARK

PRESIDENT AND CIO

yes

01/2019

Jun 18, 2021

Jul 15, 2024

MAINES, MARIAH, MARIE

Cco

01/2024

Feb 15, 2024

Jul 15, 2024

VERSOY, JENNIFER, A

SENIOR CLIENT SERVICE MANAGER

02/2024

Feb 15, 2024

Jul 15, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Feb 15, 2024

$182M

n/a

2022

Mar 6, 2023

$167M

n/a

2021

Mar 16, 2022

$194M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$182M

$167M

9.4%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MONTIS FINANCIAL, LLC

Oct 8, 2024

Nov 5, 2024

LITTLETON, MA

Firm absorbed

RIA to RIA

100.0%