DFX Intelligence

M••• G••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

M••• G••••• S••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Fort Myers, FL

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Search this name across graphsid dfx:ria:0393845c-9adc-01c7-5ba5-13f3573fd62c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 21, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 24, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Nov 14, 2022	n/a	yes	Fort Myers, FL\|Fort Myers, FL	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Jun 6, 2014	Nov 14, 2022	no	FORT MYERS, FL\|BONITA SPRINGS, FL\|FORT MYERS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Nov 14, 2022	Nov 14, 2022	0	Firm change	Ibd to ibd
A•••• • F•••••••• P•••••••• L••	B• R•••• W••••• A•••••••• I•••	May 6, 2014	Jun 6, 2014

Relationships

Registered with (5)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 14, 2022 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 6, 2014 to Nov 14, 2022factForm ADV
→ A•••• • F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Oct 16, 2009 to May 6, 2014factForm ADV
→ S••••••• S••••••• • L••••

Dated events

Occurred
Nov 14, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0393845c-9adc-01c7-5ba5-13f3573fd62c
First observed: Feb 21, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.