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RIA / WealthAdvisorCertified Financial Planner13 years in industry

MATTHEW JAMES BARNARD

Advisor at MAPLEWOOD WEALTH

ARLINGTON HEIGHTS, IL

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Search this name across graphsid dfx:ria:039721b7-b894-2ec2-7d0e-aa6f82305cc4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 24, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAPLEWOOD WEALTH
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 19, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Apr 19, 2013
First registration: Feb 24, 2014
Dual registered: no
Other names: MATTHEW BARNARD
IAPD individual key: 6160900

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAPLEWOOD WEALTH	State registered	Mar 22, 2024	n/a	yes	ARLINGTON HEIGHTS, IL	Current employment
SULLIVAN MERMEL, INC.	State registered	Jun 10, 2021	Jun 28, 2023	no	CHICAGO, IL	Previous registration
SHANKERVALLEAU WEALTH ADVISORS, INC.	Independent wealth	Jan 29, 2018	May 4, 2020	no	SKOKIE, IL	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Feb 24, 2014	Mar 4, 2015	no	WESTLAKE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SULLIVAN MERMEL, INC.	MAPLEWOOD WEALTH	Jun 28, 2023	Mar 22, 2024	268	Firm change	Other
SHANKERVALLEAU WEALTH ADVISORS, INC.	SULLIVAN MERMEL, INC.	May 4, 2020	Jun 10, 2021	402	Firm change after gap	RIA to state RIA
STRATEGIC ADVISERS LLC	SHANKERVALLEAU WEALTH ADVISORS, INC.	Mar 4, 2015	Jan 29, 2018	1,062	Firm change after gap	Other

Relationships

Registered with (4)

→ MAPLEWOOD WEALTHRegistered adviserregistration: current employment
Mar 22, 2024 to presentfactForm ADV
→ SULLIVAN MERMEL, INC.Registered adviserregistration: previous registration
Jun 10, 2021 to Jun 28, 2023factForm ADV
→ SHANKERVALLEAU WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Jan 29, 2018 to May 4, 2020factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Feb 24, 2014 to Mar 4, 2015factForm ADV

Dated events

Occurred
Jun 28, 2023
Advisor changed firm
Matthew James Barnard left Sullivan Mermel, Inc. for Maplewood Wealth (registered 2024-03-22)
Form ADVobserved 5 days ago