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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SHANKERVALLEAU WEALTH ADVISORS, INC.

CRD 117527

SKOKIE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:34b7b299-1c2c-153d-e3b9-141c4c931f39

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 0
Observed: Mar 23, 2012 to Mar 24, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $645MItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $643M
Private client RAUM: $635MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $129Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 675
Individual clients: 73
High net worth clients: 130
Custody, client assets: $219M
SEC number: 801-62920
CIK: 1903273
CRD: 117527
Filings on the tape: 24
First filed: Mar 23, 2012
Latest filed: Mar 24, 2026
Organised: Corporation, IL
Website: shankervalleau.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN DAVID VALLEAU	Certified Financial Planner	Skokie, IL	28	41	n/a	no
JANICE JEAN HENNESSY	Certified Financial Planner	Skokie, IL	11	12	n/a	no
KATHLEEN MARIE VALLEAU	Certified Financial Planner	SKOKIE, IL	6	10	n/a	no
Adam Owen Kinsinger	Certified Financial Planner	SKOKIE, IL	2	11	n/a	no
Jennifer Wyton	Certified Financial Planner	SKOKIE, IL	2	16	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
VALLEAU, JOHN, DAVID	Trustee	E	yes	06/2024	Mar 23, 2012	Jul 3, 2024
VALLEAU, JOHN, DAVID	PRESIDENT/CHIEF COMPLIANCE OFFICER	Na	yes	08/1992	Mar 23, 2012	Jul 3, 2024
JOHN D. VALLEAU, JR. DECLARATION OF TRUST DTD 12-9-22	Shareholder	E	no	06/2024	Jul 3, 2024	Jul 3, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SHANKERVALLEAU ACCOUNTANTS, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$645M	$643M	8	6	0	n/a	n/a
2024	Mar 21, 2025	$550M	$545M	7	6	0	n/a	n/a
2023	Mar 19, 2024	$448M	$444M	8	6	0	n/a	n/a
2022	Mar 21, 2023	$386M	$379M	6	5	0	n/a	n/a
2021	Feb 22, 2022	$448M	$440M	7	6	0	n/a	n/a
2020	Feb 11, 2021	$373M	$366M	7	6	0	n/a	n/a
2019	Feb 27, 2020	$337M	$331M	7	6	0	n/a	n/a
2018	Mar 15, 2019	$296M	$285M	7	6	0	n/a	n/a
2017	Mar 8, 2018	$320M	$308M	7	6	0	n/a	n/a
2016	Mar 17, 2017	$261M	$252M	6	5	n/a	n/a	n/a
2015	Feb 16, 2016	$225M	$218M	6	5	n/a	n/a	n/a
2014	Feb 24, 2015	$229M	$224M	5	4	n/a	n/a	n/a
2013	Mar 26, 2014	$175M	$172M	5	4	n/a	n/a	n/a
2012	Feb 22, 2013	$130M	$130M	5	4	n/a	n/a	n/a
2011	Mar 23, 2012	$105M	$105M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	20.0%	0	1	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$645M	$550M	17.3%	$386M	18.7%	8	7	0	0

Relationships

Registered with (9)

← Jennifer WytonAdvisorregistration: current employment
Jul 1, 2024 to presentfactForm ADV
← Adam Owen KinsingerAdvisorregistration: current employment
Nov 10, 2023 to presentfactForm ADV
← KATHLEEN MARIE VALLEAUAdvisorregistration: current employment
Feb 13, 2020 to presentfactForm ADV
← JANICE JEAN HENNESSYAdvisorregistration: current employment
Feb 9, 2015 to presentfactForm ADV
← JOHN DAVID VALLEAUAdvisorregistration: current employment
Dec 1, 1997 to presentfactForm ADV
← BRIAN MATTHEW SCHAEFFERAdvisorregistration: previous registration
Sep 21, 2015 to Jul 31, 2026factForm ADV
← PHILIP TIMOTHY JOHNSTONAdvisorregistration: previous registration
Oct 27, 2020 to Mar 7, 2022factForm ADV
← MATTHEW JAMES BARNARDAdvisorregistration: previous registration
Jan 29, 2018 to May 4, 2020factForm ADV
← MICHAEL TODD POWERSAdvisorregistration: previous registration
Jun 4, 2012 to Aug 12, 2014factForm ADV

Controls (1)

← VALLEAU, JOHN, DAVIDOwnerTRUSTEE, ownership code E, individual
Mar 23, 2012 to Jul 3, 2024factForm ADV

Owns (1)

← JOHN D. VALLEAU, JR. DECLARATION OF TRUST DTD 12-9-22OwnerSHAREHOLDER, ownership code E, domestic entity
Jul 3, 2024 to Jul 3, 2024factForm ADV

Dated events

Occurred
Jul 31, 2026
Advisor changed firm
Brian Matthew Schaeffer left Shankervalleau Wealth Advisors, Inc. for Impact Financial (registered 2026-08-26)
Form ADVobserved 5 days ago
Occurred
Jul 3, 2024
Control person left
H. Lawrence Shanker (Shareholder) no longer on Schedule A of Shankervalleau Wealth Advisors, Inc. (listed 2024-04-10, absent 2024-07-03)
Form ADVobserved 5 days ago
Occurred
Mar 7, 2022
Advisor changed firm
Philip Timothy Johnston left Shankervalleau Wealth Advisors, Inc. for The Mather Group, Llc (registered 2022-03-10)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34b7b299-1c2c-153d-e3b9-141c4c931f39
First observed: Mar 23, 2012
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SHANKERVALLEAU WEALTH ADVISORS, INC.

CRD 117527

SKOKIE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:34b7b299-1c2c-153d-e3b9-141c4c931f39

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:53 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN DAVID VALLEAU

Certified Financial Planner

Skokie, IL

n/a

JANICE JEAN HENNESSY

Certified Financial Planner

Skokie, IL

n/a

KATHLEEN MARIE VALLEAU

Certified Financial Planner

SKOKIE, IL

n/a

Adam Owen Kinsinger

Certified Financial Planner

SKOKIE, IL

n/a

Jennifer Wyton

Certified Financial Planner

SKOKIE, IL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

VALLEAU, JOHN, DAVID

Trustee

yes

06/2024

Mar 23, 2012

Jul 3, 2024

VALLEAU, JOHN, DAVID

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

08/1992

Mar 23, 2012

Jul 3, 2024

JOHN D. VALLEAU, JR. DECLARATION OF TRUST DTD 12-9-22

Shareholder

06/2024

Jul 3, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SHANKERVALLEAU ACCOUNTANTS, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$645M

$643M

n/a

2024

Mar 21, 2025

$550M

$545M

n/a

2023

Mar 19, 2024

$448M

$444M

n/a

2022

Mar 21, 2023

$386M

$379M

n/a

2021

Feb 22, 2022

$448M

$440M

n/a

2020

Feb 11, 2021

$373M

$366M

n/a

2019

Feb 27, 2020

$337M

$331M

n/a

2018

Mar 15, 2019

$296M

$285M

n/a

2017

Mar 8, 2018

$320M

$308M

n/a

2016

Mar 17, 2017

$261M

$252M

n/a

2015

Feb 16, 2016

$225M

$218M

n/a

2014

Feb 24, 2015

$229M

$224M

n/a

2013

Mar 26, 2014

$175M

$172M

n/a

2012

Feb 22, 2013

$130M

n/a

2011

Mar 23, 2012

$105M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

20.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$645M

$550M

17.3%

$386M

18.7%