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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JOHN RUSSELL CARPANI

Advisor at LPL ENTERPRISE, LLC

WARRINGTON, PA | FORT WASHINGTON, PA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Nov 1, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 14, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 14, 2001
First registration: Nov 1, 2005
Dual registered: yes, broker-dealer
Other names: JOHN RUSSELL CARPANI|JOHN RUSSELL CARPANI|JOHN RUSSELL CARPANI|JOHN RUSSELL CARPANI|JOHN RUSSELL CARPANI
IAPD individual key: 3101507

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	WARRINGTON, PA\|FORT WASHINGTON, PA	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Oct 29, 2015	Nov 14, 2024	no	Warrington, PA\|Warrington, PA\|Fort Washington, PA	Previous registration
OSAIC FA, INC.	Former SEC adviser	May 16, 2014	Sep 17, 2014	no	CHERRY HILL, NJ	Previous registration
CL WEALTH MANAGEMENT LLC	Independent wealth	Jun 12, 2012	Jul 23, 2012	no	SCHAUMBURG, IL	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Sep 29, 2010	May 17, 2012	no	KING OF PRUSSIA, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Oct 3, 2007	Sep 20, 2010	no	SOUDERTON, PA\|NORTH WALES, PA\|LANSDALE, PA\|LANSDALE, PA\|HATFIELD, PA\|SOUDERTON, PA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 31, 2007	Sep 27, 2007	no	WAYNE, PA	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 1, 2005	Jul 19, 2006	no	PHILADELPHIA, PA\|PHILADELPHIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
OSAIC FA, INC.	PRUCO SECURITIES, LLC	Sep 17, 2014	Oct 29, 2015	407	Firm change after gap	Other
CL WEALTH MANAGEMENT LLC	OSAIC FA, INC.	Jul 23, 2012	May 16, 2014	662	Firm change after gap	Other
CETERA ADVISOR NETWORKS LLC	CL WEALTH MANAGEMENT LLC	May 17, 2012	Jun 12, 2012	26	Firm change	Other
PNC WEALTH MANAGEMENT	CETERA ADVISOR NETWORKS LLC	Sep 20, 2010	Sep 29, 2010	9	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PNC WEALTH MANAGEMENT	Sep 27, 2007	Oct 3, 2007	6	Firm change	Other
MORGAN STANLEY DW INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 19, 2006	Jan 31, 2007	196	Firm change	Other

Relationships

Registered with (8)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Oct 29, 2015 to Nov 14, 2024factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
May 16, 2014 to Sep 17, 2014factForm ADV
→ CL WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Jun 12, 2012 to Jul 23, 2012factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Sep 29, 2010 to May 17, 2012factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 3, 2007 to Sep 20, 2010factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 31, 2007 to Sep 27, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 1, 2005 to Jul 19, 2006factForm ADV

Dated events

No dated event names this entity yet.