DFX Intelligence

L•• E••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)39 years in industry

L•• E••• R••••••••

Advisor at L•• F•••••••• L••

JERICHO, NY | BOCA RATON, FL

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Search this name across graphsid dfx:ria:039aac18-f771-d883-b680-91d3ff1eb077

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 7, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 3, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 10, 2025	n/a	yes	BOCA RATON, FL\|JERICHO, NY	Current employment
A••••••• I••••••••• P••••••• L••	Former SEC adviser	Feb 11, 2011	Dec 19, 2022	no	BOCA RATON, FL\|BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	A••••••• I••••••••• P••••••• L••	Jul 10, 2025	Feb 11, 2011	-5,263	Firm change after gap	Other
A••••••• I••••••••• P••••••• L••	L•• F•••••••• L••	Dec 19, 2022	Jul 10, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
10641:155558:NY:2025-07-10	Jul 10, 2025	Feb 11, 2011	SYRACUSE, NY	Firm change after gap

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Mar 7, 2007 to Jul 10, 2025factForm ADV
→ A••••••• I••••••••• P••••••• L••Registered adviserregistration: previous registration
Feb 11, 2011 to Dec 19, 2022factForm ADV

Dated events

Occurred
Jul 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 19, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:039aac18-f771-d883-b680-91d3ff1eb077
First observed: Mar 7, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.