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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

AMERICAN INVESTMENT PLANNERS LLC

CRD 155558

JERICHO, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1e432e59-7d1a-a485-6380-d175ae71f236

Data as of Mar 7, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 8
On other graphs: 0
Observed: Mar 13, 2012 to Mar 7, 2022
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $34.4MItem 5.F on the latest filing (2022-03-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.6M
Private client RAUM: $34.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17
Advisory employees: 7
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 32
Individual clients: 22
High net worth clients: 10
SEC number: 801-71988
CRD: 155558
Filings on the tape: 22
First filed: Mar 13, 2012
Latest filed: Mar 7, 2022
Organised: Limited Liability Company, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ROSENBERG, LEE, EVAN	PRESIDENT, MANAGING MEMBER AND , CHIEF COMPLIANCE OFFICER (07/2011)	E	yes	10/2010	Mar 13, 2012	Mar 7, 2022
LABBATE, JOHN, CHARLES	SECRETARY/TREASURER AND SENIOR FINANICAL PLANNER; DIRECTOR OF TAX PLANNING	Na	no	10/2010	Mar 13, 2012	Mar 7, 2022

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BOCA RATON	FL	United States	2	yes
Jericho	NY	United States	2	yes
LA VERNIA	TX	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 7, 2022	$34.4M	$4.6M	17	7	3	n/a	n/a
2020	Mar 9, 2021	$38.3M	$5.0M	18	7	4	n/a	n/a
2019	Feb 12, 2020	$52.5M	$12.4M	17	8	3	n/a	n/a
2018	Mar 18, 2019	$126M	$88.4M	17	8	3	n/a	n/a
2017	Mar 29, 2018	$141M	$101M	16	8	3	n/a	n/a
2016	Mar 30, 2017	$124M	$82.9M	16	9	n/a	n/a	n/a
2015	Mar 28, 2016	$719M	$77.2M	23	10	n/a	n/a	n/a
2014	Mar 30, 2015	$730M	$72.3M	23	10	n/a	n/a	n/a
2013	Mar 28, 2014	$700M	$63.9M	23	10	n/a	n/a	n/a
2012	Mar 28, 2013	$641M	$63.5M	23	10	n/a	n/a	n/a
2011	Mar 13, 2012	$563M	$53.0M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$34.4M	$38.3M	-10.2%	$126M	-35.1%	17	18	3	4

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	3	Dec 19, 2022	Jul 10, 2025	JERICHO, NY	Firm absorbed	RIA to RIA	60.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CADARET GRANT & CO INC	2	Jul 10, 2025	Jun 14, 2021	BOCA RATON, FL	Team lift out	Ibd to RIA	0.5%
CADARET GRANT & CO INC	3	Jul 10, 2025	Jun 28, 2021	JERICHO, NY	Team lift out	Ibd to RIA	0.8%

Relationships

Controls (1)

← ROSENBERG, LEE, EVANOwnerPRESIDENT, MANAGING MEMBER AND , CHIEF COMPLIANCE OFFICER (07/2011), ownership code E, individual
Mar 13, 2012 to presentfactForm ADV

Owns (1)

← LABBATE, JOHN, CHARLESOwnerSECRETARY/TREASURER AND SENIOR FINANICAL PLANNER; DIRECTOR OF TAX PLANNING, ownership code NA, individual
Mar 13, 2012 to presentfactForm ADV

Moved with (2)

→ LPL FINANCIAL LLCRegistered adviser3 advisors, firm absorbed, same day
Dec 19, 2022 to Jul 10, 2025factForm ADV
← CADARET GRANT & CO INCRegistered adviser4 advisors, team lift out, same day
Jul 10, 2025 to Jun 28, 2021factForm ADV

Registered with (6)

← LEE EVAN ROSENBERGAdvisorregistration: previous registration
Feb 11, 2011 to Dec 19, 2022factForm ADV
← BARBARA MAGOR DEELAdvisorregistration: previous registration
Jul 12, 2012 to Dec 19, 2022factForm ADV
← BRETT LAWRENCE GOLDSTEINAdvisorregistration: previous registration
Jun 28, 2021 to Dec 19, 2022factForm ADV
← JOHN CHARLES L'ABBATEAdvisorregistration: previous registration
Jun 14, 2021 to Dec 19, 2022factForm ADV
← BRIAN THOMAS AMATOAdvisorregistration: previous registration
Jun 14, 2021 to Dec 19, 2022factForm ADV
← GERARD SIMONELLIAdvisorregistration: previous registration
Feb 11, 2011 to Sep 4, 2013factForm ADV

Dated events

Occurred
Jul 10, 2025
Team lift-out
2 advisors left Cadaret Grant & CO Inc (Boca Raton, FL) for American Investment Planners LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jul 10, 2025
Team lift-out
4 advisors left Cadaret Grant & CO Inc (Syracuse, NY) for American Investment Planners LLC on the same day
Form ADVobserved 6 days ago
4 advisors
Occurred
Dec 19, 2022
Firm absorbed
American Investment Planners LLC's advisors moved to LPL Financial LLC (Jericho, NY): 3 of 5 registered, on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Dec 19, 2022
Advisor changed firm
John Charles L'Abbate left American Investment Planners Llc for Lpl Financial Llc (registered 2025-07-10)
Form ADVobserved 6 days ago
Occurred
Dec 19, 2022
Advisor changed firm
Brett Lawrence Goldstein left American Investment Planners Llc for Lpl Financial Llc (registered 2025-07-10)
Form ADVobserved 6 days ago
Occurred
Dec 19, 2022
Advisor changed firm
Lee Evan Rosenberg left American Investment Planners Llc for Lpl Financial Llc (registered 2025-07-10)
Form ADVobserved 6 days ago
Occurred
Dec 19, 2022
Advisor changed firm
Brian Thomas Amato left American Investment Planners Llc for Comprehensive Wealth Services, Llc (registered 2025-01-31)
Form ADVobserved 6 days ago
Occurred
Dec 19, 2022
Advisor changed firm
Barbara Magor Deel left American Investment Planners Llc for Lpl Financial Llc (registered 2025-07-10)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e432e59-7d1a-a485-6380-d175ae71f236
First observed: Mar 13, 2012
Last observed: Mar 7, 2022 55 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AMERICAN INVESTMENT PLANNERS LLC

CRD 155558

JERICHO, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1e432e59-7d1a-a485-6380-d175ae71f236

Data as of Mar 7, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:12 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ROSENBERG, LEE, EVAN

PRESIDENT, MANAGING MEMBER AND , CHIEF COMPLIANCE OFFICER (07/2011)

yes

10/2010

Mar 13, 2012

Mar 7, 2022

LABBATE, JOHN, CHARLES

SECRETARY/TREASURER AND SENIOR FINANICAL PLANNER; DIRECTOR OF TAX PLANNING

10/2010

Mar 13, 2012

Mar 7, 2022

City

State

Country

Employees

Also broker-dealer

BOCA RATON

United States

yes

Jericho

United States

yes

LA VERNIA

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 7, 2022

$34.4M

$4.6M

n/a

2020

Mar 9, 2021

$38.3M

$5.0M

n/a

2019

Feb 12, 2020

$52.5M

$12.4M

n/a

2018

Mar 18, 2019

$126M

$88.4M

n/a

2017

Mar 29, 2018

$141M

$101M

n/a

2016

Mar 30, 2017

$124M

$82.9M

n/a

2015

Mar 28, 2016

$719M

$77.2M

n/a

2014

Mar 30, 2015

$730M

$72.3M

n/a

2013

Mar 28, 2014

$700M

$63.9M

n/a

2012

Mar 28, 2013

$641M

$63.5M

n/a

2011

Mar 13, 2012

$563M

$53.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$34.4M

$38.3M

-10.2%

$126M

-35.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Dec 19, 2022

Jul 10, 2025

JERICHO, NY

Firm absorbed

RIA to RIA

60.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CADARET GRANT & CO INC

Jul 10, 2025

Jun 14, 2021

BOCA RATON, FL

Team lift out

Ibd to RIA

0.5%

CADARET GRANT & CO INC

Jul 10, 2025

Jun 28, 2021

JERICHO, NY

Team lift out

Ibd to RIA

0.8%