A•••••• A• G•••

Advisor at L•• F•••••••• L••

EVANSTON, IL | WILMETTE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:03a15a0a-fb29-378c-f660-1d1f66794ebd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Apr 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 25, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 23, 2025	n/a	yes	EVANSTON, IL\|WILMETTE, IL	Current employment
W••••••• I•••••••••	Former SEC adviser	Mar 16, 2023	Jan 23, 2025	no	Wilmette, IL\|CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• I•••••••••	L•• F•••••••• L••	Jan 23, 2025	Jan 23, 2025	0	Bulk transfer	RIA to ibd
F•••• T•••• S••••••••• I•••	W••••••• I•••••••••	Mar 21, 2023	Mar 16, 2023

Relationships

Registered with (8)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 12, 2012 to Jul 29, 2014factForm ADV
→ W••••••• I•••••••••Registered adviserregistration: previous registration
Mar 16, 2023 to Jan 23, 2025factForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 10, 2019 to Mar 21, 2023factForm ADV
→ A••••• F•••••••• P•••••••• I•••

Dated events

Occurred
Mar 21, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03a15a0a-fb29-378c-f660-1d1f66794ebd
First observed: Apr 2, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.