DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Anthony A Gacs

LPL Financial LLCBD affiliatedEvanston, Il dual registrantIAPD 1959693

Feed of 09/14/2026

Also filed as Anthony Attila Gacs

At current firm

1 y

since Jan 23, 2025

In the industry

37 y

since Jul 25, 1989 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jan 23, 2025 · Evanston, Il
Wintrust Investments former
Mar 16, 2023 to Jan 23, 2025 · Wilmette, Il
Fifth Third Securities, Inc. BD affiliated
Jun 10, 2019 to Mar 21, 2023 · Northbrook, Il
Ausdal Financial Partners, Inc. independent RIA
Oct 5, 2015 to Jun 11, 2019 · Davenport, Ia
Fr&R Financial Services, L.L.C. unclassified
Aug 8, 2014 to Apr 27, 2016 · Deerfield, Il
LPL Financial LLC BD affiliated
Jan 12, 2012 to Jul 29, 2014 · Mundelein, Il
Wells Fargo Advisors wirehouse
Jan 3, 2011 to Jan 9, 2012 · Chicago, Il
Wells Fargo Investments, LLC unclassified
Nov 12, 2009 to Jan 3, 2011 · Chicago, Il
Northern Trust Securities, Inc BD affiliated
Apr 2, 2002 to Oct 23, 2009 · Oakbrook Terrace, Il

Moves

a registration end followed by a registration begin elsewhere

Wintrust Investments to LPL Financial LLC
left Jan 23, 2025, registered Jan 23, 2025 (0 days) · corporate re-registration, not a move
Fifth Third Securities, Inc. to Wintrust Investments
left Mar 21, 2023, registered Mar 16, 2023 (-5 days) · Affiliated broker-dealer or bank to independent RIA
Ausdal Financial Partners, Inc. to Fifth Third Securities, Inc.
left Jun 11, 2019, registered Jun 10, 2019 (-1 days) · RIA to affiliated broker-dealer or bank
Fr&R Financial Services, L.L.C. to Ausdal Financial Partners, Inc.
left Apr 27, 2016, registered Oct 5, 2015 (-205 days) · Other
LPL Financial LLC to Fr&R Financial Services, L.L.C.
left Jul 29, 2014, registered Aug 8, 2014 (10 days) · Other
Wells Fargo Advisors to LPL Financial LLC
left Jan 9, 2012, registered Jan 12, 2012 (3 days) · Other
Wells Fargo Investments, LLC to Wells Fargo Advisors
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Northern Trust Securities, Inc to Wells Fargo Investments, LLC
left Oct 23, 2009, registered Nov 12, 2009 (20 days) · Other

Signals

Anthony A Gacs left Fifth Third Securities, Inc. for Wintrust Investments (registered 2023-03-16)
Mar 21, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 37derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address