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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ESTATE & TRUST ADVISORS

ESTATE & TRUST ADVISORS, INC., CRD 123802

RIVERWOODS, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:03a6d99e-3a43-bd69-00f3-991506ce706f

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 2
On other graphs: 0
Observed: Mar 2, 2012 to Mar 16, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $256MItem 5.F on the latest filing (2026-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $255M
Private client RAUM: $256MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $64.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 720
Individual clients: 140
High net worth clients: 35
Custody, client assets: $0
SEC number: 801-67028
CRD: 123802
Filings on the tape: 17
First filed: Mar 2, 2012
Latest filed: Mar 16, 2026
Organised: Corporation, IL
Website: etaadvisor.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARK JEFFREY SCHWARTZ	n/a	RIVERWOODS, IL	25	29	1	no
JORDAN M JACOBS	n/a	RIVERWOODS, IL	16	21	2	no
DAVID JOSEPH MADISON	n/a	RIVERWOODS, IL	12	12	1	no
Yunfan Ye	n/a	RIVERWOODS, IL	1	12	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JACOBS, JORDAN, M	SENIOR VICE PRESIDENT	C	yes	06/2018	Mar 20, 2019	Mar 21, 2024
MADISON, DAVID, JOSEPH	VICE PRESIDENT	B	yes	06/2018	Mar 20, 2019	Mar 21, 2024
SCHWARTZ, MARK, JEFFREY	PRESIDENT & CHIEF COMPLIANCE OFFICER	C	yes	09/1997	Mar 2, 2012	Mar 21, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 16, 2026	$256M	$255M	6	4	0	n/a	n/a
2024	Mar 11, 2025	$222M	$222M	5	4	0	n/a	n/a
2023	Mar 21, 2024	$216M	$190M	5	3	0	n/a	n/a
2022	Mar 22, 2023	$206M	$162M	5	3	0	n/a	n/a
2021	Mar 2, 2022	$199M	$174M	5	2	0	n/a	n/a
2020	Mar 26, 2021	$170M	$170M	5	4	0	n/a	n/a
2019	Mar 27, 2020	$159M	$135M	4	3	0	n/a	n/a
2018	Mar 20, 2019	$148M	$123M	4	3	0	n/a	n/a
2017	Mar 30, 2018	$115M	$115M	3	3	0	n/a	n/a
2016	Mar 2, 2017	$108M	$95.0M	4	4	n/a	n/a	n/a
2015	Mar 2, 2016	$100M	$80.0M	4	4	n/a	n/a	n/a
2014	Mar 17, 2015	$95.0M	$85.0M	4	3	n/a	n/a	n/a
2013	Mar 18, 2014	$93.0M	$80.0M	4	3	n/a	n/a	n/a
2012	Mar 12, 2013	$91.0M	$80.0M	2	2	n/a	n/a	n/a
2011	Mar 2, 2012	$55.0M	$50.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$256M	$222M	15.5%	$206M	7.6%	6	5	0	0

Relationships

Registered with (7)

← Yunfan YeAdvisorregistration: previous registration
Sep 1, 2025 to Dec 31, 2025factForm ADV
← DAVID JOSEPH MADISONAdvisorregistration: previous registration
Feb 20, 2014 to Dec 31, 2025factForm ADV
← JORDAN M JACOBSAdvisorregistration: previous registration
Mar 18, 2010 to Dec 31, 2025factForm ADV
← MARK JEFFREY SCHWARTZAdvisorregistration: previous registration
Feb 8, 2001 to Dec 31, 2025factForm ADV
← CORISSA LYNN LANDPHAIRAdvisorregistration: previous registration
Aug 19, 2015 to Feb 16, 2016factForm ADV
← MICHAEL SCOTT BLOOMAdvisorregistration: previous registration
Oct 24, 2014 to Feb 10, 2015factForm ADV
← JEREMY S KNOBELAdvisorregistration: previous registration
Feb 11, 2003 to Jul 18, 2003factForm ADV

Controls (3)

← SCHWARTZ, MARK, JEFFREYOwnerPRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 2, 2012 to Mar 21, 2024factForm ADV
← JACOBS, JORDAN, MOwnerSENIOR VICE PRESIDENT, ownership code C, individual
Mar 20, 2019 to Mar 21, 2024factForm ADV
← MADISON, DAVID, JOSEPHOwnerVICE PRESIDENT, ownership code B, individual
Mar 20, 2019 to Mar 21, 2024factForm ADV

Dated events

Occurred
Mar 20, 2019
Control person joined
Joseph David Madison (Vice President) appeared on Schedule A of Estate & Trust Advisors
Form ADVobserved 5 days ago
Occurred
Mar 20, 2019
Control person joined
M Jordan Jacobs (Senior Vice President) appeared on Schedule A of Estate & Trust Advisors
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03a6d99e-3a43-bd69-00f3-991506ce706f
First observed: Mar 2, 2012
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ESTATE & TRUST ADVISORS

ESTATE & TRUST ADVISORS, INC., CRD 123802

RIVERWOODS, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:03a6d99e-3a43-bd69-00f3-991506ce706f

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:36 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARK JEFFREY SCHWARTZ

n/a

RIVERWOODS, IL

JORDAN M JACOBS

n/a

RIVERWOODS, IL

DAVID JOSEPH MADISON

n/a

RIVERWOODS, IL

Yunfan Ye

n/a

RIVERWOODS, IL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JACOBS, JORDAN, M

SENIOR VICE PRESIDENT

yes

06/2018

Mar 20, 2019

Mar 21, 2024

MADISON, DAVID, JOSEPH

VICE PRESIDENT

yes

06/2018

Mar 20, 2019

Mar 21, 2024

SCHWARTZ, MARK, JEFFREY

PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

09/1997

Mar 2, 2012

Mar 21, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 16, 2026

$256M

$255M

n/a

2024

Mar 11, 2025

$222M

n/a

2023

Mar 21, 2024

$216M

$190M

n/a

2022

Mar 22, 2023

$206M

$162M

n/a

2021

Mar 2, 2022

$199M

$174M

n/a

2020

Mar 26, 2021

$170M

n/a

2019

Mar 27, 2020

$159M

$135M

n/a

2018

Mar 20, 2019

$148M

$123M

n/a

2017

Mar 30, 2018

$115M

n/a

2016

Mar 2, 2017

$108M

$95.0M

n/a

2015

Mar 2, 2016

$100M

$80.0M

n/a

2014

Mar 17, 2015

$95.0M

$85.0M

n/a

2013

Mar 18, 2014

$93.0M

$80.0M

n/a

2012

Mar 12, 2013

$91.0M

$80.0M

n/a

2011

Mar 2, 2012

$55.0M

$50.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$256M

$222M

15.5%

$206M

7.6%