DFX Intelligence

C•••••• L••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

C•••••• L••• L••••••••

Advisor at L•••••••• W••••• M••••••••• L••

WINNETKA, IL | DEERFIELD, IL

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Search this name across graphsid dfx:ria:2819006f-b11c-7091-f1b6-7ff760439618

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 22, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••••• W••••• M••••••••• L••	State registered	May 5, 2016	n/a	yes	WINNETKA, IL\|DEERFIELD, IL	Current employment
E••••• • T•••• A•••••••	Independent wealth	Aug 19, 2015	Feb 16, 2016	no	NORTHBROOK, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• • T•••• A•••••••	L•••••••• W••••• M••••••••• L••	Feb 16, 2016	May 5, 2016	79	Firm change	Other
B••••• D••••••• F•••• L••	E••••• • T•••• A•••••••	Oct 29, 2015	Aug 19, 2015

Relationships

Registered with (3)

→ L•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 5, 2016 to presentfactForm ADV
→ E••••• • T•••• A•••••••Registered adviserregistration: previous registration
Aug 19, 2015 to Feb 16, 2016factForm ADV
→ B••••• D••••••• F•••• L••Registered adviserregistration: previous registration
Jan 14, 2014 to Oct 29, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2819006f-b11c-7091-f1b6-7ff760439618
First observed: Jan 14, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.