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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)32 years in industry

Kelly Powers

Advisor at CETERA INVESTMENT ADVISERS LLC

HAUPPAUGE, NY

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Search this name across graphsid dfx:ria:03afcc58-87f7-be35-2405-9603198640f0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 30, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 8, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S65|S63|S66
First exam: Aug 8, 1994
First registration: Jul 30, 1999
Dual registered: yes, broker-dealer
Other names: KELLY DELAISNE HOFFMAN|KELLY DELAISNE POWERS|KELLY D POWERS|KELLY HOFFMAN|KELLY D HOFFMAN
IAPD individual key: 2200928

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	HAUPPAUGE, NY	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Nov 14, 2023	Sep 5, 2025	no	DALLAS, TX\|Hauppauge, NY	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Jul 16, 2021	Nov 16, 2023	no	Melville, NY\|HAUPPAUGE, NY\|SCOTTSDALE, AZ	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 28, 2020	Jul 19, 2021	no	MELVILLE, NY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 28, 2014	Aug 31, 2020	no	MELVILLE, NY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 30, 1999	Oct 14, 2004	no	MELVILLE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
OSAIC WEALTH, INC.	AVANTAX ADVISORY SERVICES	Nov 16, 2023	Nov 14, 2023	-2	Firm change	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	OSAIC WEALTH, INC.	Jul 19, 2021	Jul 16, 2021	-3	Firm change	Ibd to ibd
EQUITABLE ADVISORS, LLC	CETERA INVESTMENT ADVISERS LLC	Aug 31, 2020	Aug 28, 2020	-3	Firm change	Ibd to ibd
UBS FINANCIAL SERVICES INC.	EQUITABLE ADVISORS, LLC	Oct 14, 2004	Jan 28, 2014	3,393	Firm change after gap	Wirehouse to ibd

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Aug 28, 2020 to Jul 19, 2021factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Nov 14, 2023 to Sep 5, 2025factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jul 16, 2021 to Nov 16, 2023factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 28, 2014 to Aug 31, 2020factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 30, 1999 to Oct 14, 2004factForm ADV

Dated events

Occurred
Nov 16, 2023
Advisor changed firm
Kelly Powers left Osaic Wealth, Inc. for Avantax Advisory Services (registered 2023-11-14)
Form ADVobserved 5 days ago