DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K•••• P•••••

C••••• I••••••••• A••••••• L••BD affiliatedHauppauge, Nydual registrantIAPD 2200928

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Kelly Delaisne Hoffman

At current firm

1 y

since Sep 5, 2025

In the industry

32 y

since Aug 8, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Sep 5, 2025 · Hauppauge, Ny
A•••••• A••••••• S••••••• former
Nov 14, 2023 to Sep 5, 2025 · Dallas, Tx
O•••• W•••••• I••• BD affiliated
Jul 16, 2021 to Nov 16, 2023 · Melville, Ny
C••••• I••••••••• A••••••• L•• BD affiliated
Aug 28, 2020 to Jul 19, 2021 · Melville, Ny
E•••••••• A•••••••• L•• national BD
Jan 28, 2014 to Aug 31, 2020 · Melville, Ny
U•• F•••••••• S••••••• I••• wirehouse
Jul 30, 1999 to Oct 14, 2004 · Melville, Ny

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
O•••• W•••••• I••• to A•••••• A••••••• S•••••••
left Nov 16, 2023, registered Nov 14, 2023 (-2 days) · Affiliated broker-dealer or bank to another
C••••• I••••••••• A••••••• L•• to O•••• W•••••• I•••
left Jul 19, 2021, registered Jul 16, 2021 (-3 days) · Affiliated broker-dealer or bank to another
E•••••••• A•••••••• L•• to C••••• I••••••••• A••••••• L••
left Aug 31, 2020, registered Aug 28, 2020 (-3 days) · Affiliated broker-dealer or bank to another
U•• F•••••••• S••••••• I••• to E•••••••• A•••••••• L••
left Oct 14, 2004, registered Jan 28, 2014 (3393 days) · Wirehouse to affiliated broker-dealer or bank

Signals

K•••• P••••• left O•••• W•••••• I••• for A•••••• A••••••• S••••••• (registered 2023-11-14)
Nov 16, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address