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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CONCENTRUM WEALTH MANAGEMENT

CONCENTRUM WEALTH MANAGEMENT, INC., CRD 167151

SAN JOSE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:03b46d71-6583-d4e4-6b9b-bbaada546a66

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 4
On other graphs: 0
Observed: Mar 28, 2013 to Mar 24, 2026
51 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $987MItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $983M
Private client RAUM: $885MderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $197Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 5
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,546
Individual clients: 202
High net worth clients: 179
Custody, client assets: $168M
SEC number: 801-77888
CIK: 1765387
CRD: 167151
Filings on the tape: 51
First filed: Mar 28, 2013
Latest filed: Mar 24, 2026
Organised: Corporation, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAY CHRISTOPHER FONG	Certified Financial Planner	SAN JOSE, CA	13	26	4	yes
GLENN DANIEL YOUNG	Certified Financial Planner	San Jose, CA	7	28	n/a	no
Lance Pieper	Certified Financial Planner	San Jose, CA	5	15	n/a	no
Nicholas Soutar Simonian	Certified Financial Planner	SAN JOSE, CA	3	13	n/a	no
JEFFERY ERIC FONG	Certified Financial Planner	SAN JOSE, CA \| Scottsdale, AZ	2	32	4	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FONG, JAY, CHRISTOPHER	MANAGING MEMBER	D	yes	04/2013	Mar 28, 2013	Oct 4, 2024
FONG, JEFFERY, ERIC	MANAGING MEMBER	D	yes	04/2013	Mar 28, 2013	Oct 4, 2024
Kasting, Jonathan, G	CHIEF COMPLIANCE OFFICER	Na	no	01/2023	Feb 23, 2023	Oct 4, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Scottsdale	Az	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$987M	$983M	7	5	2	n/a	n/a
2024	Mar 28, 2025	$809M	$806M	7	5	1	n/a	n/a
2023	Mar 26, 2024	$624M	$609M	7	4	1	n/a	n/a
2022	Mar 20, 2023	$413M	$410M	7	4	1	n/a	n/a
2021	Mar 15, 2022	$357M	$353M	8	4	0	n/a	n/a
2020	Mar 3, 2021	$280M	$277M	7	4	0	n/a	n/a
2019	Mar 20, 2020	$212M	$212M	7	3	0	n/a	n/a
2018	Jan 30, 2019	$162M	$162M	7	2	0	n/a	n/a
2017	Mar 15, 2018	$174M	$174M	7	2	0	n/a	n/a
2016	Mar 2, 2017	$165M	$145M	5	3	n/a	n/a	n/a
2015	Jan 26, 2016	$153M	$131M	4	2	n/a	n/a	n/a
2014	Jan 22, 2015	$130M	$116M	4	2	n/a	n/a	n/a
2013	Jan 29, 2014	$125M	$107M	2	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$987M	$809M	21.9%	$413M	33.6%	7	7	2	1

Relationships

Registered with (5)

← JEFFERY ERIC FONGAdvisorregistration: current employment
May 15, 2024 to presentfactForm ADV
← Nicholas Soutar SimonianAdvisorregistration: current employment
Sep 13, 2023 to presentfactForm ADV
← Lance PieperAdvisorregistration: current employment
Jan 12, 2021 to presentfactForm ADV
← GLENN DANIEL YOUNGAdvisorregistration: current employment
Apr 2, 2019 to presentfactForm ADV
← JAY CHRISTOPHER FONGAdvisorregistration: current employment
Apr 19, 2013 to presentfactForm ADV

Controls (2)

← FONG, JEFFERY, ERICOwnerMANAGING MEMBER, ownership code D, individual
Mar 28, 2013 to Oct 4, 2024factForm ADV
← FONG, JAY, CHRISTOPHEROwnerMANAGING MEMBER, ownership code D, individual
Mar 28, 2013 to Oct 4, 2024factForm ADV

Owns (1)

← Kasting, Jonathan, GOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 23, 2023 to Oct 4, 2024factForm ADV

Dated events

Occurred
Mar 28, 2025
Regulatory AUM changed
Concentrum Wealth Management reported RAUM $809.3M, up 30% from $623.5M (2024-10-04 to 2025-03-28)
Form ADVobserved 4 days ago
$186M
Occurred
Mar 26, 2024
Regulatory AUM changed
Concentrum Wealth Management reported RAUM $623.5M, up 51% from $413.5M (2023-09-13 to 2024-03-26)
Form ADVobserved 4 days ago
$210M
Occurred
Feb 23, 2023
Succession filed (Item 4)
Concentrum Wealth Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2013
First Form ADV filing
Concentrum Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03b46d71-6583-d4e4-6b9b-bbaada546a66
First observed: Mar 28, 2013
Last observed: Mar 24, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CONCENTRUM WEALTH MANAGEMENT

CONCENTRUM WEALTH MANAGEMENT, INC., CRD 167151

SAN JOSE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:03b46d71-6583-d4e4-6b9b-bbaada546a66

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:55 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAY CHRISTOPHER FONG

Certified Financial Planner

SAN JOSE, CA

yes

GLENN DANIEL YOUNG

Certified Financial Planner

San Jose, CA

n/a

Lance Pieper

Certified Financial Planner

San Jose, CA

n/a

Nicholas Soutar Simonian

Certified Financial Planner

SAN JOSE, CA

n/a

JEFFERY ERIC FONG

Certified Financial Planner

SAN JOSE, CA | Scottsdale, AZ

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FONG, JAY, CHRISTOPHER

MANAGING MEMBER

yes

04/2013

Mar 28, 2013

Oct 4, 2024

FONG, JEFFERY, ERIC

MANAGING MEMBER

yes

04/2013

Mar 28, 2013

Oct 4, 2024

Kasting, Jonathan, G

CHIEF COMPLIANCE OFFICER

01/2023

Feb 23, 2023

Oct 4, 2024

City

State

Country

Employees

Also broker-dealer

Scottsdale

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$987M

$983M

n/a

2024

Mar 28, 2025

$809M

$806M

n/a

2023

Mar 26, 2024

$624M

$609M

n/a

2022

Mar 20, 2023

$413M

$410M

n/a

2021

Mar 15, 2022

$357M

$353M

n/a

2020

Mar 3, 2021

$280M

$277M

n/a

2019

Mar 20, 2020

$212M

n/a

2018

Jan 30, 2019

$162M

n/a

2017

Mar 15, 2018

$174M

n/a

2016

Mar 2, 2017

$165M

$145M

n/a

2015

Jan 26, 2016

$153M

$131M

n/a

2014

Jan 22, 2015

$130M

$116M

n/a

2013

Jan 29, 2014

$125M

$107M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$987M

$809M

21.9%

$413M

33.6%