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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

JAY CHRISTOPHER FONG

Advisor at CONCENTRUM WEALTH MANAGEMENT

SAN JOSE, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONCENTRUM WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 29, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Oct 29, 1999
First registration: Jun 18, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 3242313

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONCENTRUM WEALTH MANAGEMENT	Independent wealth	Apr 19, 2013	n/a	yes	SAN JOSE, CA	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Mar 5, 2009	Apr 25, 2013	no	San Jose, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Mar 6, 2009	no	SAN JOSE, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Apr 13, 2006	Jan 1, 2008	no	ST. LOUIS, MO\|SAN JOSE, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 18, 2001	Apr 25, 2006	no	SAN JOSE, CA\|SAN JOSE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	CONCENTRUM WEALTH MANAGEMENT	Apr 25, 2013	Apr 19, 2013	-6	Firm change	Ibd to new firm
WELLS FARGO ADVISORS	RAYMOND JAMES & ASSOCIATES, INC.	Mar 6, 2009	Mar 5, 2009	-1	Firm change	Wirehouse to ibd
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	A. G. EDWARDS & SONS, INC.	Apr 25, 2006	Apr 13, 2006	-12	Firm change	Other

Relationships

Registered with (5)

→ CONCENTRUM WEALTH MANAGEMENTRegistered adviserregistration: current employment
Apr 19, 2013 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Mar 5, 2009 to Apr 25, 2013factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Mar 6, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Apr 13, 2006 to Jan 1, 2008factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 18, 2001 to Apr 25, 2006factForm ADV

Dated events

No dated event names this entity yet.