DFX Intelligence

G••••• C•••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

G••••• C•••••• O•••••

Advisor at W••••••• M•••• A•••••••• L••

WEST PALM BEACH, FL

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Search this name across graphsid dfx:ria:03cc3971-67d0-47d5-8826-1b850d746330

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• M•••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 28, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• M•••• A•••••••• L••	State registered	Nov 25, 2025	n/a	yes	WEST PALM BEACH, FL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Sep 29, 2008	Apr 16, 2009	no	GARDEN CITY, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W••••••• M•••• A•••••••• L••	Apr 16, 2009	Nov 25, 2025	6,067	Firm change after gap	Wirehouse to state RIA

Relationships

Registered with (2)

→ W••••••• M•••• A•••••••• L••Registered adviserregistration: current employment
Nov 25, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 29, 2008 to Apr 16, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03cc3971-67d0-47d5-8826-1b850d746330
First observed: Sep 29, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.