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Advisor at WEALTH MANAGEMENT
North Hills, CA | NORFOLK, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH MANAGEMENT | Mixed wealth | Jan 1, 2026 | n/a | yes | North Hills, CA|NORFOLK, NE | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Aug 16, 2013 | Sep 18, 2018 | no | NORTH HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | WEALTH MANAGEMENT | Sep 18, 2018 | Jan 1, 2026 | 2,662 | Firm change after gap | Ibd to RIA |