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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

WEALTH MANAGEMENT

WEALTH MANAGEMENT NEBRASKA LLC, CRD 137080

NORFOLK, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8ce84bca-7d5f-5de2-842c-ec2902b4b705

Data as of Aug 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 76
Dated events: 4
On other graphs: 0
Observed: Mar 28, 2012 to Aug 3, 2026
58 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.46 fund_share=0.0 institutional_share=0.53 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.7BItem 5.F on the latest filing (2026-08-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.7B
Private client RAUM: $1.7BderivedItem 5.D individuals plus high net worth individuals
Private client share: 46%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 47
RAUM per advisor: $78.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 61
Advisory employees: 49
Offices: 29Schedule D 1.F, beyond the principal office
Accounts: 4,751
Individual clients: 3,710
High net worth clients: 1,021
Custody, client assets: $1.3B
SEC number: 801-65977
CRD: 137080
Filings on the tape: 58
First filed: Mar 28, 2012
Latest filed: Aug 3, 2026
Organised: Limited Liability Company, DE
Website: 403bplan.net

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 45

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GARY BRENEMAN	n/a	Chesterfield, MO \| NORFOLK, NE	20	47	1	no
COREY DAVID BRENEMAN	n/a	NORFOLK, NE \| Chesterfield, MO	20	28	1	no
NORBERT GONZALES	n/a	San Antonio, TX \| NORFOLK, NE	19	40	1	no
TERRY THOMAS GALLOWAY	n/a	Elwood, NE \| NORFOLK, NE	18	38	n/a	no
PHILLIP D MALTZAHN	Personal Financial Specialist	NORFOLK, NE \| Windsor, CO	18	29	n/a	no
MARCY JEAN LUTH	n/a	Grand Island, NE \| NORFOLK, NE	18	36	n/a	no
ROBERT DEAN ALMQUIST	n/a	NORFOLK, NE \| Wood River, NE	18	49	n/a	no
MARK EDWARD CLARK	n/a	NORFOLK, NE \| Somerset, KY	17	33	1	no
CHRISTINE RANAE SHENK	n/a	NORFOLK, NE \| Grand Island, NE	17	30	n/a	no
TIMOTHY ALLAN VAUGHN	n/a	NORFOLK, NE \| Grand Island, NE	17	18	n/a	no
RYAN LYLE BURGER	n/a	NORFOLK, NE \| Seward, NE	17	17	n/a	no
REGAN LEE ELSE	n/a	NORFOLK, NE \| Seward, NE	15	15	n/a	no
JAY MALIK	n/a	Easton, PA \| NORFOLK, NE \| Coral Springs, FL \| Fort Lauderdale, FL	14	29	n/a	no
JOSEPH PATRICK STUMP	Personal Financial Specialist	NORFOLK, NE \| Grand Island, NE	13	19	n/a	no
FRANCESCO FIORE	n/a	NORFOLK, NE \| Mundelein, IL	12	20	n/a	no
SUPING YANG	Personal Financial Specialist	Vancouver, WA \| NORFOLK, NE	12	24	3	no
KYLE REED OVERTURF	Personal Financial Specialist	NORFOLK, NE \| GRAND ISLAND, NE	11	16	n/a	no
JOSHUA A KEGLEY	n/a	ELKHORN, NE \| NORFOLK, NE	11	11	n/a	no
JAMIE LYNN CLEMANS	Personal Financial Specialist	NORFOLK, NE \| Grand Island, NE	10	18	n/a	no
BARBARA ANN HARMON	n/a	NORFOLK, NE \| Grand Junction, CO	10	28	n/a	no
John Jeb Williamson	n/a	Cullman, AL \| NORFOLK, NE	9	21	n/a	no
CHARLES ZELIG TZINBERG	n/a	NORFOLK, NE \| Glen Carbon, IL	8	43	n/a	no
Ryan C Anderson	n/a	Mundelein, IL \| NORFOLK, NE	8	10	n/a	no
KAYLYNN H DALEBOUT	Personal Financial Specialist	Mansfield, TX \| NORFOLK, NE	7	25	n/a	no
JAMES CURTIS CURRAN	Personal Financial Specialist	St. Louis, MO \| NORFOLK, NE	7	20	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FALTYS, JARED, MATTHEW	CO-CHIEF EXECUTIVE OFFICER	Na	yes	01/2007	Aug 3, 2026	Aug 3, 2026
INTEGRITY WEALTH, LLC	Member	E	yes	06/2024	Aug 3, 2026	Aug 3, 2026
RAABE, NATHAN, AUBREY	CHIEF COMPLIANCE OFFICER	Na	yes	01/2017	Aug 3, 2026	Aug 3, 2026
BROZEK, NANCY, JO	CO-CHIEF EXECUTIVE OFFICER	Na	yes	01/2009	Mar 28, 2012	Oct 4, 2024
INTEGRITY MARKETING ACQUISITION, LLC	INDIRECT OWNER	E	yes	09/2021	Oct 14, 2021	Oct 4, 2024
INTEGRITY MARKETING INTERMEDIATE, LLC	INDIRECT OWNER	E	yes	09/2021	Jun 26, 2024	Oct 4, 2024
INTEGRITY MARKETING PARENT, LLC	INDIRECT OWNER	E	yes	09/2021	Oct 14, 2021	Oct 4, 2024
INTEGRITY MARKETING PARTNERS, LLC	INDIRECT OWNER	E	yes	06/2024	Oct 14, 2021	Oct 4, 2024
INTEGRITY, LLC	INDIRECT OWNER	E	yes	09/2021	Jun 26, 2024	Oct 4, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MCMILL WEALTH INC	n/a	Independent wealth	$862M	Y	no	n/a
RETIREMENT PLAN CONSULTANTS LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
GRAND ISLAND	Ne	United States	8	no
Mundelein	IL	United States	3	no
Chesterfield	Mo	United States	2	no
ST. LOUIS	Mo	United States	2	no
Osceola	Ne	United States	2	no
Seward	Ne	United States	2	no
Pierre	Sd	United States	2	no
Richland	Wa	United States	2	no
Birmingham	Al	United States	1	no
Cullman	Al	United States	1	no
Brea	CA	United States	1	no
NORTH HILLS	CA	United States	1	no
FORT COLLINS	Co	United States	1	no
CORAL SPRINGS	FL	United States	1	no
Chicago	IL	United States	1	no
GLEN CARBON	IL	United States	1	no
Somerset	Ky	United States	1	no
Elwood	Ne	United States	1	no
Kimball	Ne	United States	1	no
Charleston	Sc	United States	1	no
SAN ANTONIO	TX	United States	1	no
Texarkana	TX	United States	1	no
Grafton	Wi	United States	1	no
Sheridan	Wy	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 1, 2026	$3.7B	$3.7B	61	49	29	n/a	n/a
2024	Apr 29, 2025	$3.1B	$3.1B	60	48	29	n/a	n/a
2023	Mar 25, 2024	$2.8B	$2.8B	60	48	29	n/a	n/a
2022	Mar 30, 2023	$2.3B	$2.3B	60	48	29	n/a	n/a
2021	Mar 23, 2022	$2.5B	$2.4B	60	48	29	n/a	n/a
2020	Mar 31, 2021	$2.0B	$2.0B	51	48	27	n/a	n/a
2019	Mar 19, 2020	$1.5B	$1.4B	45	44	22	n/a	n/a
2018	Mar 28, 2019	$1.4B	$1.3B	41	40	21	n/a	n/a
2017	Mar 27, 2018	$1.5B	$1.3B	50	32	18	n/a	n/a
2016	Mar 27, 2017	$1.1B	$1.1B	41	33	n/a	n/a	n/a
2015	Mar 28, 2016	$837M	$778M	41	34	n/a	n/a	n/a
2014	Mar 24, 2015	$760M	$701M	37	28	n/a	n/a	n/a
2013	Mar 20, 2014	$507M	$453M	37	28	n/a	n/a	n/a
2012	Mar 21, 2013	$347M	$308M	33	26	n/a	n/a	n/a
2011	Mar 28, 2012	$259M	$229M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	4	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.7B	$3.1B	19.6%	$2.3B	16.4%	61	60	29	29

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SJHL FINANCIAL GROUP	2	Mar 14, 2018	Mar 9, 2017	NORFOLK, NE	Team lift out	Other	7.1%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LEGACY CORNERSTONE WEALTH LLC	2	Jul 8, 2024	Jan 22, 2024	PEORIA, AZ	Team lift out	RIA to RIA	25.0%

Relationships

Affiliated with (5)

← GLADSTONE WEALTH PARTNERSRegistered adviserother investment adviser, common control
factForm ADV
→ MCMILL CPA AND ADVISORSRegistered adviserother investment adviser, insurance company, control
factForm ADV
← INTEGRITY ALLIANCE, LLCRegistered adviserother investment adviser, common control
factForm ADV
← MCMILL CPA AND ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
← LION STREET ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (59)

← ANTHONY FIOREAdvisorregistration: current employment
Jul 20, 2026 to presentfactForm ADV
← HUGO CESAR SANCHEZAdvisorregistration: current employment
Mar 19, 2026 to presentfactForm ADV
← JESSE ELIAS SKELTONAdvisorregistration: current employment
Jan 7, 2026 to presentfactForm ADV
← Ryan James BourlierAdvisorregistration: current employment
Jan 2, 2026 to presentfactForm ADV
← BARRY IRA HOROWITZAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← ETHAN RICHARD LATERAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← JASON CRAIG EGERAdvisorregistration: current employment
Jan 27, 2025 to presentfactForm ADV
← Tracy Anne CannonAdvisorregistration: current employment
Jul 9, 2024 to presentfactForm ADV
← Nathaniel Spencer BurtAdvisorregistration: current employment
Jan 22, 2024 to presentfactForm ADV
← Mark B HaynesAdvisorregistration: current employment
Jan 22, 2024 to presentfactForm ADV
← Kordell William GlauseAdvisorregistration: current employment
Nov 7, 2023 to presentfactForm ADV
← Corey Michael CooneyAdvisorregistration: current employment
Jan 31, 2023 to presentfactForm ADV
← Taralynn Rachelle RichtigAdvisorregistration: current employment
Oct 7, 2021 to presentfactForm ADV
← Sarah Elizabeth BerryAdvisorregistration: current employment
Sep 2, 2021 to presentfactForm ADV
← Thomas Joseph PohlenAdvisorregistration: current employment
Jun 18, 2021 to presentfactForm ADV
← Charles Andrew CastleAdvisorregistration: current employment
Feb 19, 2021 to presentfactForm ADV
← Kristy Lee HightAdvisorregistration: previous registration
Feb 6, 2020 to Mar 6, 2020factForm ADV
← Daniel Taylor RiceAdvisorregistration: current employment
Jan 7, 2021 to presentfactForm ADV
← DAVID PATRICK SMITHAdvisorregistration: current employment
Dec 13, 2019 to presentfactForm ADV
← Jeanna Marie StephensAdvisorregistration: current employment
Sep 23, 2019 to presentfactForm ADV
← JAMES CURTIS CURRANAdvisorregistration: current employment
Sep 11, 2019 to presentfactForm ADV
← KAYLYNN H DALEBOUTAdvisorregistration: current employment
Jan 7, 2019 to presentfactForm ADV
← Ryan C AndersonAdvisorregistration: current employment
Dec 11, 2017 to presentfactForm ADV
← CHARLES ZELIG TZINBERGAdvisorregistration: current employment
Nov 8, 2017 to presentfactForm ADV
← John Jeb WilliamsonAdvisorregistration: current employment
Aug 14, 2017 to presentfactForm ADV
← BARBARA ANN HARMONAdvisorregistration: current employment
Jun 29, 2016 to presentfactForm ADV
← JAMIE LYNN CLEMANSAdvisorregistration: current employment
Feb 25, 2016 to presentfactForm ADV
← NATHAN AUBREY RAABEAdvisorregistration: current employment
Jul 22, 2015 to presentfactForm ADV
← JOSHUA A KEGLEYAdvisorregistration: current employment
Jul 20, 2015 to presentfactForm ADV
← KYLE REED OVERTURFAdvisorregistration: current employment
Jan 28, 2015 to presentfactForm ADV
and 29 more

Controls (9)

← BROZEK, NANCY, JOOwnerCO-CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 28, 2012 to Oct 4, 2024factForm ADV
← FALTYS, JARED, MATTHEWOwnerCO-CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 28, 2012 to Oct 4, 2024factForm ADV
← RAABE, NATHAN, AUBREYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 20, 2014 to Oct 4, 2024factForm ADV
← INTEGRITY MARKETING ACQUISITION, LLCOwnerINDIRECT OWNER, ownership code E, domestic entity
Oct 14, 2021 to Oct 4, 2024factForm ADV
← INTEGRITY MARKETING INTERMEDIATE, LLCOwnerINDIRECT OWNER, ownership code E, domestic entity
Jun 26, 2024 to Oct 4, 2024factForm ADV
← INTEGRITY MARKETING PARENT, LLCOwnerINDIRECT OWNER, ownership code E, domestic entity
Oct 14, 2021 to Oct 4, 2024factForm ADV
← INTEGRITY MARKETING PARTNERS, LLCOwnerINDIRECT OWNER, ownership code E, domestic entity
Oct 14, 2021 to Oct 4, 2024factForm ADV
← INTEGRITY WEALTH, LLCOwnerMEMBER, ownership code E, domestic entity
Jun 26, 2024 to Oct 4, 2024factForm ADV
← INTEGRITY, LLCOwnerINDIRECT OWNER, ownership code E, domestic entity
Jun 26, 2024 to Oct 4, 2024factForm ADV

Moved with (2)

← LEGACY CORNERSTONE WEALTH LLCRegistered adviser2 advisors, team lift out, same day
Jul 8, 2024 to Jan 22, 2024factForm ADV
→ SJHL FINANCIAL GROUPRegistered adviser2 advisors, team lift out
Mar 14, 2018 to Mar 9, 2017factForm ADV

Dated events

Occurred
Jul 8, 2024
Team lift-out
2 advisors left Legacy Cornerstone Wealth LLC (Peoria, AZ) for Wealth Management on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Mar 23, 2022
Regulatory AUM changed
Wealth Management reported RAUM $2.5B, up 25% from $2.0B (2021-12-20 to 2022-03-23)
Form ADVobserved 3 days ago
$493M
Occurred
Mar 31, 2021
Regulatory AUM changed
Wealth Management reported RAUM $2.0B, up 28% from $1.5B (2020-11-04 to 2021-03-31)
Form ADVobserved 3 days ago
$427M
Occurred
Mar 27, 2018
Regulatory AUM changed
Wealth Management reported RAUM $1.5B, up 34% from $1.1B (2017-09-07 to 2018-03-27)
Form ADVobserved 3 days ago
$383M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ce84bca-7d5f-5de2-842c-ec2902b4b705
First observed: Mar 28, 2012
Last observed: Aug 3, 2026 47 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEALTH MANAGEMENT

WEALTH MANAGEMENT NEBRASKA LLC, CRD 137080

NORFOLK, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8ce84bca-7d5f-5de2-842c-ec2902b4b705

Data as of Aug 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:30 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GARY BRENEMAN

n/a

Chesterfield, MO | NORFOLK, NE

COREY DAVID BRENEMAN

n/a

NORFOLK, NE | Chesterfield, MO

NORBERT GONZALES

n/a

San Antonio, TX | NORFOLK, NE

TERRY THOMAS GALLOWAY

n/a

Elwood, NE | NORFOLK, NE

n/a

PHILLIP D MALTZAHN

Personal Financial Specialist

NORFOLK, NE | Windsor, CO

n/a

MARCY JEAN LUTH

n/a

Grand Island, NE | NORFOLK, NE

n/a

ROBERT DEAN ALMQUIST

n/a

NORFOLK, NE | Wood River, NE

n/a

MARK EDWARD CLARK

n/a

NORFOLK, NE | Somerset, KY

CHRISTINE RANAE SHENK

n/a

NORFOLK, NE | Grand Island, NE

n/a

TIMOTHY ALLAN VAUGHN

n/a

NORFOLK, NE | Grand Island, NE

n/a

RYAN LYLE BURGER

n/a

NORFOLK, NE | Seward, NE

n/a

REGAN LEE ELSE

n/a

NORFOLK, NE | Seward, NE

n/a

JAY MALIK

n/a

Easton, PA | NORFOLK, NE | Coral Springs, FL | Fort Lauderdale, FL

n/a

JOSEPH PATRICK STUMP

Personal Financial Specialist

NORFOLK, NE | Grand Island, NE

n/a

FRANCESCO FIORE

n/a

NORFOLK, NE | Mundelein, IL

n/a

SUPING YANG

Personal Financial Specialist

Vancouver, WA | NORFOLK, NE

KYLE REED OVERTURF

Personal Financial Specialist

NORFOLK, NE | GRAND ISLAND, NE

n/a

JOSHUA A KEGLEY

n/a

ELKHORN, NE | NORFOLK, NE

n/a

JAMIE LYNN CLEMANS

Personal Financial Specialist

NORFOLK, NE | Grand Island, NE

n/a

BARBARA ANN HARMON

n/a

NORFOLK, NE | Grand Junction, CO

n/a

John Jeb Williamson

n/a

Cullman, AL | NORFOLK, NE

n/a

CHARLES ZELIG TZINBERG

n/a

NORFOLK, NE | Glen Carbon, IL

n/a

Ryan C Anderson

n/a

Mundelein, IL | NORFOLK, NE

n/a

KAYLYNN H DALEBOUT

Personal Financial Specialist

Mansfield, TX | NORFOLK, NE

n/a

JAMES CURTIS CURRAN

Personal Financial Specialist

St. Louis, MO | NORFOLK, NE

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FALTYS, JARED, MATTHEW

CO-CHIEF EXECUTIVE OFFICER

yes

01/2007

Aug 3, 2026

INTEGRITY WEALTH, LLC

Member

yes

06/2024

Aug 3, 2026

RAABE, NATHAN, AUBREY

CHIEF COMPLIANCE OFFICER

yes

01/2017

Aug 3, 2026

BROZEK, NANCY, JO

CO-CHIEF EXECUTIVE OFFICER

yes

01/2009

Mar 28, 2012

Oct 4, 2024

INTEGRITY MARKETING ACQUISITION, LLC

INDIRECT OWNER

yes

09/2021

Oct 14, 2021

Oct 4, 2024

INTEGRITY MARKETING INTERMEDIATE, LLC

INDIRECT OWNER

yes

09/2021

Jun 26, 2024

Oct 4, 2024

INTEGRITY MARKETING PARENT, LLC

INDIRECT OWNER

yes

09/2021

Oct 14, 2021

Oct 4, 2024

INTEGRITY MARKETING PARTNERS, LLC

INDIRECT OWNER

yes

06/2024

Oct 14, 2021

Oct 4, 2024

INTEGRITY, LLC

INDIRECT OWNER

yes

09/2021

Jun 26, 2024

Oct 4, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MCMILL WEALTH INC

n/a

Independent wealth

$862M

n/a

RETIREMENT PLAN CONSULTANTS LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

GRAND ISLAND

United States

Mundelein

United States

Chesterfield

United States

ST. LOUIS

United States

Osceola

United States

Seward

United States

Pierre

United States

Richland

United States

Birmingham

United States

Cullman

United States

Brea

United States

NORTH HILLS

United States

FORT COLLINS

United States

CORAL SPRINGS

United States

Chicago

United States

GLEN CARBON

United States

Somerset

United States

Elwood

United States

Kimball

United States

Charleston

United States

SAN ANTONIO

United States

Texarkana

United States

Grafton

United States

Sheridan

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 1, 2026

$3.7B

n/a

2024

Apr 29, 2025

$3.1B

n/a

2023

Mar 25, 2024

$2.8B

n/a

2022

Mar 30, 2023

$2.3B

n/a

2021

Mar 23, 2022

$2.5B

$2.4B

n/a

2020

Mar 31, 2021

$2.0B

n/a

2019

Mar 19, 2020

$1.5B

$1.4B

n/a

2018

Mar 28, 2019

$1.4B

$1.3B

n/a

2017

Mar 27, 2018

$1.5B

$1.3B

n/a

2016

Mar 27, 2017

$1.1B

n/a

2015

Mar 28, 2016

$837M

$778M

n/a

2014

Mar 24, 2015

$760M

$701M

n/a

2013

Mar 20, 2014

$507M

$453M

n/a

2012

Mar 21, 2013

$347M

$308M

n/a

2011

Mar 28, 2012

$259M

$229M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.7B

$3.1B

19.6%

$2.3B

16.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SJHL FINANCIAL GROUP

Mar 14, 2018

Mar 9, 2017

NORFOLK, NE

Team lift out

Other

7.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LEGACY CORNERSTONE WEALTH LLC

Jul 8, 2024

Jan 22, 2024

PEORIA, AZ

Team lift out

RIA to RIA

25.0%