DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 3, 2024 | n/a | yes | LOS ANGELES, CA | Current employment |
| A••••••• G•••• W••• | n/a | Sep 9, 2003 | Oct 28, 2008 | no | GLENDALE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••••• F•••••••• N•••••• | A••••••• G•••• W••• | Dec 3, 2024 | Sep 9, 2003 | -7,756 | Firm change after gap | Other |
| A••••••• G•••• W••• | L•• F•••••••• L•• | Oct 28, 2008 | Dec 3, 2024 |
| C••••••••• F•••••••• N•••••• | National bd RIA | Mar 17, 2003 | Dec 3, 2024 | no | GLENDALE, CA|LOS ANGELES, CA|GLENDALE, CA|Poway, CA | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Dec 19, 1997 | Mar 21, 2003 | no | GLENDALE, CA | Previous registration |
| 5,880 |
| Firm change after gap |
| Other |
| O•••• F•• I••• | C••••••••• F•••••••• N•••••• | Mar 21, 2003 | Mar 17, 2003 | -4 | Firm change | Other |