B•••• S••••• H•••••••

• L•• F•••••••• L•• BD affiliated current
  since Dec 3, 2024 · Los Angeles, Ca
• A••••••• G•••• W••• unclassified
  Sep 9, 2003 to Oct 28, 2008 · Glendale, Ca
• C••••••••• F•••••••• N•••••• national BD
  Mar 17, 2003 to Dec 3, 2024 · Glendale, Ca
• O•••• F•• I••• former
  Dec 19, 1997 to Mar 21, 2003 · Glendale, Ca

• C••••••••• F•••••••• N•••••• to A••••••• G•••• W•••
  left Dec 3, 2024, registered Sep 9, 2003 (-7756 days) · Other
• A••••••• G•••• W••• to L•• F•••••••• L••
  left Oct 28, 2008, registered Dec 3, 2024 (5880 days) · Other
• O•••• F•• I••• to C••••••••• F•••••••• N••••••
  left Mar 21, 2003, registered Mar 17, 2003 (-4 days) · Other

• B•••• S••••• H••••••• left C••••••••• F•••••••• N•••••• for A••••••• G•••• W••• (registered 2003-09-09)
  Dec 3, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address