DFX Intelligence

C•••• A•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

C•••• A•••••• B••••••

Advisor at E••••• J••••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:03d5f15c-9440-5914-954b-0d07cff2ab48

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Nov 1, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Jan 30, 2020	n/a	yes	ST. LOUIS, MO	Current employment
W•••• F•••• A•••••••	Wirehouse	Nov 14, 2018	Jan 29, 2020	no	ST. LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	E••••• J••••	Jan 29, 2020	Jan 30, 2020	1	Firm change	Wirehouse to ibd
K•••••• C•••••• M•••••••••	W•••• F•••• A•••••••	Nov 7, 2018	Nov 14, 2018

Relationships

Registered with (5)

→ E••••• J••••Registered adviserregistration: current employment
Jan 30, 2020 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 14, 2018 to Jan 29, 2020factForm ADV
→ K•••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Feb 15, 2018 to Nov 7, 2018factForm ADV
→ S•••••••• I••••••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03d5f15c-9440-5914-954b-0d07cff2ab48
First observed: Dec 12, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.