DFX Intelligence

K•••••• C•••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

K•••••• C•••••• M•••••••••

K•••••• C•••••• M••••••••• LLC, CRD 105834

ST LOUIS, MO

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Search this name across graphsid dfx:ria:74abafc1-f69b-02a7-b712-220c6abd5f75

Data as of May 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 45
Dated events: 26
On other graphs: 0
Observed: Mar 29, 2012 to May 21, 2026
70 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.02 fund_share=0.44 institutional_share=0.46 related_bd=true related_bank=true bd_reps=2.0
Regulatory AUM: $5.0B••• Locked
Discretionary RAUM: $4.9B
Private client RAUM: $123Mderived••• Locked
Private client share: 2%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 16
RAUM per advisor: $314Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
F•••••• A••••• L•••••	Chartered Financial Analyst	ST. LOUIS, MO	25	34	n/a	no
C•••••• L•••• B•••••	n/a	ST. LOUIS, MO	18	28

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
K•• S•••• C•• C••• F•••• L••	Other Private Fund	$1.3M	Feb 11, 2022	2	Mar 29, 2012	dropped	021-336166
K•• M•• C•• V•••• F•••• L••	Other Private Fund	$1.2M	Mar 30, 2017

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A• U• H•••••••• I•••	MEMBER - CLASS A UNITS	C	yes	02/2023	Feb 17, 2023	Mar 28, 2024
A••••• H•••••• S•••••	Member	E	yes	10/2019	Feb 17, 2023	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••••••• A•••••••• L••	n/a	Bd affiliated wealth	$35B	N	yes	n/a
A••••• G•••••• A••••••• L••	n/a	Other adviser	$1.0B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.0B	$4.9B	2.7%	$3.7B	10.5%	43	46	0	0

Relationships

Affiliated with (4)

→ A••••• I••••••••• A••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ D•••• A• N•••• • C••••••Registered adviserbroker-dealer, common control
factForm ADV
→ S•••••••• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ A• A•••• C•••••• M••••••••• L••Registered adviserother investment adviser, common control

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 21, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
May 21, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
May 21, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:74abafc1-f69b-02a7-b712-220c6abd5f75
First observed: Mar 29, 2012
Last observed: May 21, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.