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Advisor at WELLS FARGO ADVISORS
BEACHWOOD, OH | CLEVELAND, OH | CHARGIN FALLS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 29, 2023 | n/a | yes | CLEVELAND, OH|BEACHWOOD, OH|CHARGIN FALLS, OH | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 9, 2007 | Apr 26, 2023 | no | PEPPER PIKE, OH|PEPPER PIKE, OH|PEPPER PIKE, OH|PEPPER PIKE, OH | Previous registration |
| KEYBANC CAPITAL MARKETS INC. | n/a | Mar 11, 2004 | Feb 9, 2007 | no | PEPPER PIKE, OH|PEPPER PIKE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Apr 26, 2023 | Mar 29, 2023 | -28 | Firm change | Wirehouse to wirehouse |
| KEYBANC CAPITAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Feb 9, 2007 | Feb 9, 2007 | 0 | Bulk transfer | Other |