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Advisor at LPL FINANCIAL LLC
ST. PAUL, MN | HUDSON, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 23, 2025 | n/a | yes | ST. PAUL, MN|HUDSON, WI | Current employment |
| NEWEDGE ADVISORS | Bd affiliated wealth | Feb 20, 2018 | Nov 12, 2025 | no | Hudson, WI|NEW ORLEANS, LA | Previous registration |
| INVESTMENT CENTERS OF AMERICA, INC. | Former SEC adviser | Jan 6, 2015 | Nov 29, 2017 | no | ST. PAUL, MN|Saint Paul, MN|HUDSON, WI | Previous registration |
| EDWARD JONES | National bd RIA | Sep 22, 2014 | Dec 4, 2014 | no | ST LOUIS, MO|RIVER FALLS, WI|RIVER FALLS, WI|ST LOUIS, MO|AMERY, WI | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 1, 2000 | Jul 1, 2003 | no | BOYNTON BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | LPL FINANCIAL LLC | Nov 12, 2025 | Oct 23, 2025 | -20 | Firm change | Ibd to ibd |
| INVESTMENT CENTERS OF AMERICA, INC. | NEWEDGE ADVISORS | Nov 29, 2017 | Feb 20, 2018 | 83 | Firm change | Other |
| EDWARD JONES | INVESTMENT CENTERS OF AMERICA, INC. | Dec 4, 2014 | Jan 6, 2015 | 33 | Firm change | Other |
| WELLS FARGO ADVISORS | EDWARD JONES | Jul 1, 2003 | Sep 22, 2014 | 4,101 | Firm change after gap | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 171351:6413:LA:2025-11-12 | Nov 12, 2025 | Oct 23, 2025 | NEW ORLEANS, LA | Firm change |
| 16443:171351:WI:2017-11-29 | Nov 29, 2017 | Feb 20, 2018 | HUDSON, WI | Firm change |