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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

RASHEEDA S ZAMUDIO

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY | ATLANTA, GA

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Search this name across graphsid dfx:ria:03ec6b7f-32a0-8469-06a9-ea7dece5c9b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 3, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 2, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 2, 2001
First registration: May 3, 2002
Dual registered: yes, broker-dealer
Other names: RASHEEDA SAFIYAH LIGGONS|RASHEEDA SAFIYAH LIGGONS|RASHEEDA SAFIYAH ZAMUDIO|RASHEEDA SAFIYAH LIGGONS|RASHEEDA SAFIYAH ZAMUDIO
IAPD individual key: 4423368

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 19, 2014	n/a	yes	ATLANTA, GA\|NEW YORK, NY	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Mar 4, 2014	no	RIDGEWOOD, NY\|GLENDALE, NY\|JACKSON HEIGHTS, NY\|GLENDALE, NY\|RIDGEWOOD, NY\|RICHMOND HILL, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 28, 2006	Oct 1, 2012	no	RIDGEWOOD, NY\|GLENDALE, NY\|WHITESTONE, NY	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Oct 4, 2005	Oct 5, 2006	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Oct 2, 2003	Jul 7, 2004	no	NEW YORK, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 3, 2002	May 15, 2003	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 4, 2014	Mar 19, 2014	15	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
OPPENHEIMER & CO. INC.	CHASE INVESTMENT SERVICES CORP.	Oct 5, 2006	Nov 28, 2006	54	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	OPPENHEIMER & CO. INC.	Jul 7, 2004	Oct 4, 2005	454	Firm change after gap	Other

Relationships

Registered with (4)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Mar 19, 2014 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Mar 4, 2014factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 28, 2006 to Oct 1, 2012factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Oct 4, 2005 to Oct 5, 2006factForm ADV

Dated events

No dated event names this entity yet.