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Advisor at THE RETIREMENT SOLUTIONS GROUP
TRAVELERS REST, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE RETIREMENT SOLUTIONS GROUP | State registered | Feb 27, 2019 | n/a | yes | TRAVELERS REST, SC | Current employment |
| STRATEGIC PORTFOLIO ADVISORS | Former SEC adviser | Aug 23, 2016 | Apr 17, 2019 | no | LAS VEGAS, NV | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Dec 15, 2008 | Aug 17, 2016 | no | LAS VEGAS, NV | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Dec 5, 2008 | Dec 15, 2008 | no | LAS VEGAS, NV | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Dec 9, 2008 | no | LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Oct 24, 2001 | Jul 1, 2003 | no | LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATEGIC PORTFOLIO ADVISORS | THE RETIREMENT SOLUTIONS GROUP | Apr 17, 2019 | Feb 27, 2019 | -49 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | STRATEGIC PORTFOLIO ADVISORS | Aug 17, 2016 | Aug 23, 2016 | 6 | Firm change | Other |
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Dec 9, 2008 | Dec 5, 2008 | -4 | Channel change | Wirehouse to wirehouse |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |