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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MEZZASALMA ADVISORS

MEZZASALMA ADVISORS, LLC, CRD 129045

TINTON FALLS, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:03f7c307-42c1-93d0-f14b-e0b0239ca06f

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Feb 23, 2021 to Mar 19, 2026
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $534MItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $534M
Private client RAUM: $516MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $76.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,124
Individual clients: 182
High net worth clients: 182
Custody, client assets: $266M
SEC number: 801-120613
CIK: 1864916
CRD: 129045
Filings on the tape: 13
First filed: Feb 23, 2021
Latest filed: Mar 19, 2026
Organised: Limited Liability Company, NJ
Website: mezzadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN DOUGLAS MEZZASALMA	Certified Financial Planner	TINTON FALLS, NJ	8	40	n/a	no
ANTHONY M MEZZASALMA	Certified Financial Planner	TINTON FALLS, NJ	8	13	n/a	no
Joseph Henry Doerrer	Certified Financial Planner	TINTON FALLS, NJ	5	10	n/a	no
GREGORY F SCROFANI	n/a	TINTON FALLS, NJ	1	16	n/a	no
STEPHEN MARK GROSS	Certified Financial Planner	Edgewater, NJ \| TINTON FALLS, NJ	1	43	1	no
CACIKE ESTRADA	n/a	TINTON FALLS, NJ	1	11	n/a	no
James David Babcock	Chartered Financial Analyst	Elmsford, NY \| TINTON FALLS, NJ	1	10	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MEZZASALMA, ANTHONY, M	OWNER & INVESTMENT ADVISER REPRESENTATIVE	E	yes	02/2021	Feb 23, 2021	Nov 19, 2024
MEZZASALMA, JOHN, DOUGLAS	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	C	yes	12/1995	Feb 23, 2021	Nov 19, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 19, 2026	$534M	$534M	8	5	1	n/a	n/a
2024	Mar 21, 2025	$342M	$342M	3	1	0	n/a	n/a
2023	Mar 14, 2024	$231M	$231M	3	1	0	n/a	n/a
2022	Mar 13, 2023	$161M	$161M	3	1	0	n/a	n/a
2021	Mar 2, 2022	$217M	$216M	3	1	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$534M	$342M	56.2%	$161M	49.2%	8	3	1	0

Relationships

Registered with (7)

← James David BabcockAdvisorregistration: current employment
Sep 10, 2025 to presentfactForm ADV
← CACIKE ESTRADAAdvisorregistration: current employment
Jul 15, 2025 to presentfactForm ADV
← STEPHEN MARK GROSSAdvisorregistration: current employment
Jul 8, 2025 to presentfactForm ADV
← GREGORY F SCROFANIAdvisorregistration: current employment
Feb 28, 2025 to presentfactForm ADV
← Joseph Henry DoerrerAdvisorregistration: current employment
Jun 15, 2021 to presentfactForm ADV
← ANTHONY M MEZZASALMAAdvisorregistration: current employment
Jul 5, 2018 to presentfactForm ADV
← JOHN DOUGLAS MEZZASALMAAdvisorregistration: current employment
Jan 26, 2018 to presentfactForm ADV

Controls (2)

← MEZZASALMA, JOHN, DOUGLASOwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code C, individual
Feb 23, 2021 to Nov 19, 2024factForm ADV
← MEZZASALMA, ANTHONY, MOwnerOWNER & INVESTMENT ADVISER REPRESENTATIVE, ownership code E, individual
Feb 23, 2021 to Nov 19, 2024factForm ADV

Dated events

Occurred
Mar 19, 2026
Regulatory AUM changed
Mezzasalma Advisors reported RAUM $534.4M, up 56% from $342.2M (2026-02-05 to 2026-03-19)
Form ADVobserved 6 days ago
$192M
Occurred
Mar 21, 2025
Regulatory AUM changed
Mezzasalma Advisors reported RAUM $342.2M, up 48% from $231.0M (2024-11-19 to 2025-03-21)
Form ADVobserved 6 days ago
$111M
Occurred
Feb 23, 2021
First Form ADV filing
Mezzasalma Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03f7c307-42c1-93d0-f14b-e0b0239ca06f
First observed: Feb 23, 2021
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MEZZASALMA ADVISORS

MEZZASALMA ADVISORS, LLC, CRD 129045

TINTON FALLS, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:03f7c307-42c1-93d0-f14b-e0b0239ca06f

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:05 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN DOUGLAS MEZZASALMA

Certified Financial Planner

TINTON FALLS, NJ

n/a

ANTHONY M MEZZASALMA

Certified Financial Planner

TINTON FALLS, NJ

n/a

Joseph Henry Doerrer

Certified Financial Planner

TINTON FALLS, NJ

n/a

GREGORY F SCROFANI

n/a

TINTON FALLS, NJ

n/a

STEPHEN MARK GROSS

Certified Financial Planner

Edgewater, NJ | TINTON FALLS, NJ

CACIKE ESTRADA

n/a

TINTON FALLS, NJ

n/a

James David Babcock

Chartered Financial Analyst

Elmsford, NY | TINTON FALLS, NJ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MEZZASALMA, ANTHONY, M

OWNER & INVESTMENT ADVISER REPRESENTATIVE

yes

02/2021

Feb 23, 2021

Nov 19, 2024

MEZZASALMA, JOHN, DOUGLAS

MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

yes

12/1995

Feb 23, 2021

Nov 19, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$534M

n/a

2024

Mar 21, 2025

$342M

n/a

2023

Mar 14, 2024

$231M

n/a

2022

Mar 13, 2023

$161M

n/a

2021

Mar 2, 2022

$217M

$216M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$534M

$342M

56.2%

$161M

49.2%