DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M••••••••• A•••••••
Legal name M••••••••• A•••••••• L••
Latest filing Mar 19, 2026
First filing on the tape Feb 23, 2021 · 13 filings
SEC status approved since Mar 26, 2021
RAUM
$534M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$516M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$76.3M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$534M as of Mar 19, 2026
Mar 2, 2022$217M then
HNW client RAUM$493M as of Mar 19, 2026
Mar 2, 2022$187M then
State-registered IARs (5.B.3)5 as of Mar 19, 2026
Mar 2, 20223 then
Employees (5.A)8 as of Mar 19, 2026
Mar 2, 20223 then
Private funds: no history
RAUM +56% over the last fiscal year+49% a year over threeIARs 3 to 5offices 0 to 1
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
- RAUM per advisor
- $76.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $475,464derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +56%derivedbetween the last two annual amendments
- Advisor growth, one year
- +67%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +21%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $266M, 152 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$493M92%
- Individuals$23.3M4.4%
- Pension and profit-sharing plans$11.4M2.1%
- Corporations and businesses$6.7M1.2%
- Charitable organizations$389,4050.1%
- Individual clients
- 182reported
- HNW clients
- 182reported
- Pension plan clients
- 9reported
- Charitable clients
- n/areported
- Accounts
- 1,124reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $266M for 152 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• D•••••• M•••••••••Certified Financial Planner | Tinton Falls, Nj | Jan 26, 2018 | 40 y | 0 |
| A•••••• M• M•••••••••Certified Financial Planner | Tinton Falls, Nj | Jul 5, 2018 | 13 y | 0 |
| J••••• H•••• D••••••Certified Financial Planner | Tinton Falls, Nj | Jun 15, 2021 | 10 y | 0 |
| G•••••• F• S••••••• | Tinton Falls, Nj | Feb 28, 2025 | 16 y | 0 |
| S•••••• M••• G••••Certified Financial Planner | Edgewater, Nj | Jul 8, 2025 | 43 y | 1 |
| C••••• E•••••• | Tinton Falls, Nj | Jul 15, 2025 | 11 y | 0 |
| J•••• D•••• B••••••Chartered Financial Analyst | Elmsford, Ny | Sep 10, 2025 | 10 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• D•••• B•••••• from C••••• I••••••••• A••••••• L••Sep 10, 2025 · Affiliated broker-dealer or bank to independent RIA
- S•••••• M••• G•••• from S•••••• M• G••••• I•••Jul 8, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••••• A••••••• M• · Owner & Investment Adviser Representativecontrolsince 02/2021 · owns 75% or more
- M••••••••• J•••• D•••••• · Managing Member And Chief Compliance Officercontrolsince 12/1995 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tinton Falls, Nj · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 19, 2026RAUM (Item 5.F) moved from $342,193,883 to $534,421,615 (+56.0%) between the annual amendments of 2025-03-21 and 2026-03-19; the peer median change was +16.0% (1385 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 95% percentile
- account count surgeChange between filings · filing Mar 19, 2026accounts (Item 5.F.2.f) moved from 744.0 to 1,124.0 (+51.0%) between the annual amendments of 2025-03-21 and 2026-03-19; the peer median change was +6.0% (1256 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 744 to 1,124Feb 5, 2026 to Mar 19, 2026
- Advisory employees · 1 to 5Feb 5, 2026 to Mar 19, 2026
- HNW clients · 127 to 182Feb 5, 2026 to Mar 19, 2026
- Individual clients · 174 to 182Feb 5, 2026 to Mar 19, 2026
- Assets in custody · $224M to $266MFeb 5, 2026 to Mar 19, 2026
- Employees · 3 to 8Feb 5, 2026 to Mar 19, 2026
- State-registered IARs · 3 to 5Feb 5, 2026 to Mar 19, 2026
- Other offices · 0 to 1Feb 5, 2026 to Mar 19, 2026
- Discretionary RAUM · $342M to $534MFeb 5, 2026 to Mar 19, 2026
- HNW RAUM · $312M to $493MFeb 5, 2026 to Mar 19, 2026
- Individual RAUM · $14.9M to $23.3MFeb 5, 2026 to Mar 19, 2026
- Non-discretionary RAUM · $24,434 to $11,538Feb 5, 2026 to Mar 19, 2026
- Pension RAUM · $15.3M to $11.4MFeb 5, 2026 to Mar 19, 2026
- RAUM · $342M to $534MFeb 5, 2026 to Mar 19, 2026
- Accounts · 688 to 744Nov 19, 2024 to Mar 21, 2025
- HNW clients · 132 to 127Nov 19, 2024 to Mar 21, 2025
- Individual clients · 145 to 174Nov 19, 2024 to Mar 21, 2025
- Pension plan clients · 8 to 9Nov 19, 2024 to Mar 21, 2025
- Assets in custody · $76.2M to $224MNov 19, 2024 to Mar 21, 2025
- Financial planning clients · 11-25 to 11-25Nov 19, 2024 to Mar 21, 2025
- Discretionary RAUM · $231M to $342MNov 19, 2024 to Mar 21, 2025
- HNW RAUM · $211M to $312MNov 19, 2024 to Mar 21, 2025
- Individual RAUM · $12.1M to $14.9MNov 19, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $20,115 to $24,434Nov 19, 2024 to Mar 21, 2025
- Pension RAUM · $8.1M to $15.3MNov 19, 2024 to Mar 21, 2025
- RAUM · $231M to $342MNov 19, 2024 to Mar 21, 2025
- Accounts · 631 to 688Oct 16, 2023 to Mar 14, 2024
- HNW clients · 87 to 132Oct 16, 2023 to Mar 14, 2024
- Individual clients · 183 to 145Oct 16, 2023 to Mar 14, 2024
- Pension plan clients · 11 to 8Oct 16, 2023 to Mar 14, 2024
- Assets in custody · $56.8M to $76.2MOct 16, 2023 to Mar 14, 2024
- Discretionary RAUM · $161M to $231MOct 16, 2023 to Mar 14, 2024
- HNW RAUM · $130M to $211MOct 16, 2023 to Mar 14, 2024
- Individual RAUM · $19.9M to $12.1MOct 16, 2023 to Mar 14, 2024
- Non-discretionary RAUM · $287,417 to $20,115Oct 16, 2023 to Mar 14, 2024
- Pension RAUM · $10.8M to $8.1MOct 16, 2023 to Mar 14, 2024
- RAUM · $161M to $231MOct 16, 2023 to Mar 14, 2024
- Assets in custody · $91,823 to $56.8MMar 13, 2023 to Mar 15, 2023
- Accounts · 556 to 631Mar 2, 2022 to Mar 13, 2023
- HNW clients · 110 to 87Mar 2, 2022 to Mar 13, 2023
Signals
3 dated events
- M••••••••• A••••••• reported RAUM $534.4M, up 56% from $342.2M (2026-02-05 to 2026-03-19)Mar 19, 2026 · RAUM change · derived
- M••••••••• A••••••• reported RAUM $342.2M, up 48% from $231.0M (2024-11-19 to 2025-03-21)Mar 21, 2025 · RAUM change · derived
- M••••••••• A••••••• filed its initial SEC registration (Form ADV)Feb 23, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 732-842-1120reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $76.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026