This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PUTNAM INVESTMENT MANAGEMENT, LLC

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 21, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Aug 21, 2015

First registration

Jul 27, 2021

Dual registered

yes, broker-dealer

Other names

BEN MARK DECOTEAU|BENJAMIN MARK DECOTEAU

IAPD individual key

6204033

• Occurred

  May 12, 2023
  Advisor changed firm

  Benjamin M Decoteau left Morgan Stanley for Putnam Investment Management, Llc (registered 2023-06-14)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:03f9498e-43ec-4a75-125c-b15fcfa5bdaf

First observed

Jul 27, 2021

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.