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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Chelsea M Sabo

Advisor at THRIVENT INVESTMENT MANAGEMENT INC.

MINNEAPOLIS, MN | Avon Lake, OH

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Search this name across graphsid dfx:ria:03fc98a7-058a-c332-bc0f-6af2ba561bca

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THRIVENT INVESTMENT MANAGEMENT INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 10, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Exams: S65|S63
First exam: Dec 10, 2011
First registration: Jan 3, 2013
Dual registered: yes, broker-dealer
Other names: CHELSEA MARIE SABO
IAPD individual key: 5673516

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THRIVENT ADVISOR NETWORK, LLC	Bd affiliated wealth	Apr 29, 2026	n/a	yes	MINNEAPOLIS, MN\|Avon Lake, OH	Current employment
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	May 1, 2025	n/a	yes	MINNEAPOLIS, MN\|Avon Lake, OH	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Aug 13, 2019	Dec 10, 2024	no	MAYFIELD HEIGHTS, OH\|Independence, OH\|WARRINGTON, PA\|LYNDHURST, OH\|Shaker Heights, OH\|COLUMBUS, OH\|Independence, OH\|Avon Lake, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 11, 2014	Jun 28, 2016	no	TAMPA, FL	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jan 3, 2013	May 21, 2014	no	PITTSBURGH, PA\|CANONSBURG, PA\|COLUMBIANA, OH\|COLUMBIANA, OH\|COLUMBIANA, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	THRIVENT INVESTMENT MANAGEMENT INC.	Dec 10, 2024	May 1, 2025	142	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PRUCO SECURITIES, LLC	Jun 28, 2016	Aug 13, 2019	1,141	Firm change after gap	Wirehouse to ibd
PNC WEALTH MANAGEMENT	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 21, 2014	Jun 11, 2014	21	Firm change	Other

Relationships

Registered with (5)

→ THRIVENT ADVISOR NETWORK, LLCRegistered adviserregistration: current employment
Apr 29, 2026 to presentfactForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: current employment
May 1, 2025 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 13, 2019 to Dec 10, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 11, 2014 to Jun 28, 2016factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 3, 2013 to May 21, 2014factForm ADV

Dated events

Occurred
Dec 10, 2024
Advisor changed firm
Chelsea M Sabo left Pruco Securities, Llc for Thrivent Investment Management Inc. (registered 2025-05-01)
Form ADVobserved 4 days ago