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RIA / WealthAdvisorCertified Financial Planner23 years in industry

JOHN VALENTINE BOARDMAN

Advisor at BALLAST, INC.

LEXINGTON, KY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 16, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BALLAST, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Oct 1, 2002
First registration: Oct 16, 2002
Dual registered: no
Other names: JOHN VALENTINE BOARDMAN
IAPD individual key: 4595652

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BALLAST, INC.	Independent wealth	Apr 12, 2010	n/a	yes	LEXINGTON, KY	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 30, 2005	Mar 22, 2010	no	LEXINGTON, KY	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Mar 18, 2004	Jun 13, 2005	no	CHARLOTTE, NC	Previous registration
BB&T ASSET MANAGEMENT, INC.	n/a	Oct 16, 2002	Mar 18, 2004	no	LEXINGTON, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	BALLAST, INC.	Mar 22, 2010	Apr 12, 2010	21	Firm change	Other
BB&T INVESTMENT SERVICES, INC.	LPL FINANCIAL LLC	Jun 13, 2005	Jun 30, 2005	17	Firm change	Other
BB&T ASSET MANAGEMENT, INC.	BB&T INVESTMENT SERVICES, INC.	Mar 18, 2004	Mar 18, 2004	0	Firm change	Other

Relationships

Registered with (4)

→ BALLAST, INC.Registered adviserregistration: current employment
Apr 12, 2010 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 30, 2005 to Mar 22, 2010factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 18, 2004 to Jun 13, 2005factForm ADV
→ BB&T ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 16, 2002 to Mar 18, 2004factForm ADV

Dated events

No dated event names this entity yet.