DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BALLAST, INC.

CRD 152695

LEXINGTON, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e0bfbfc-8328-2787-06af-3b2ac20eadea

Data as of Jul 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 5
On other graphs: 0
Observed: Apr 16, 2014 to Jul 14, 2026
40 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $752MItem 5.F on the latest filing (2026-07-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $700M
Private client RAUM: $715MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $93.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,888
Individual clients: 237
High net worth clients: 217
SEC number: 801-79651
CIK: 1730477
CRD: 152695
Filings on the tape: 40
First filed: Apr 16, 2014
Latest filed: Jul 14, 2026
Organised: Corporation, KY
Website: ballastplan.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN VALENTINE BOARDMAN	Certified Financial Planner	LEXINGTON, KY	16	23	3	no
ANDREW JOSEPH REYNOLDS	Certified Financial Planner	LEXINGTON, KY	16	16	1	no
CAMERON K HAMILTON	Certified Financial Planner	LEXINGTON, KY	11	12	n/a	no
BRIAN TODD BURTON	Certified Financial Planner	LEXINGTON, KY	11	11	n/a	no
Frank Edward Yozwiak	Certified Financial Planner	LEXINGTON, KY	8	10	n/a	no
Jeffrey Edmund Lehmann	n/a	LEXINGTON, KY	5	10	n/a	no
TRENT TURNER LAKES	Certified Financial Planner	LEXINGTON, KY	3	12	n/a	no
Catherine Richmond	n/a	LEXINGTON, KY	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOARDMAN, JOHN, VALENTINE	President	D	yes	01/2008	Apr 16, 2014	Feb 21, 2024
BURTON, BRIAN, TODD	TREASURER, DIRECTOR OF PORTFOLIO STRATEGY	A	yes	01/2018	Feb 26, 2018	Feb 21, 2024
HAMILTON, CAMERON, K	SECRETARY, DIRECTOR OF FINANCIAL PLANNING	A	yes	01/2018	Feb 26, 2018	Feb 21, 2024
Lehmann, Jeffrey, Edmund	CHIEF COMPLIANCE OFFICER	Na	yes	08/2020	Sep 11, 2020	Feb 21, 2024
REYNOLDS, ANDREW, JOSEPH	VICE PRESIDENT	C	yes	03/2010	Apr 16, 2014	Feb 21, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 27, 2026	$752M	$700M	12	8	0	n/a	n/a
2024	Feb 28, 2025	$625M	$590M	12	6	0	n/a	n/a
2023	Feb 21, 2024	$544M	$511M	12	6	0	n/a	n/a
2022	Mar 14, 2023	$423M	$403M	12	5	0	n/a	n/a
2021	Mar 4, 2022	$463M	$435M	6	6	0	n/a	n/a
2020	Mar 9, 2021	$358M	$341M	9	5	0	n/a	n/a
2019	Mar 25, 2020	$287M	$279M	8	5	0	n/a	n/a
2018	Mar 27, 2019	$225M	$220M	8	6	0	n/a	n/a
2017	Feb 26, 2018	$215M	$212M	8	6	1	n/a	n/a
2016	Mar 30, 2017	$191M	$179M	6	4	n/a	n/a	n/a
2015	Apr 29, 2016	$150M	$138M	4	4	n/a	n/a	n/a
2014	Mar 31, 2015	$126M	$126M	5	4	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$752M	$625M	20.2%	$423M	21.1%	12	12	0	0

Relationships

Registered with (8)

← Catherine RichmondAdvisorregistration: current employment
Nov 4, 2025 to presentfactForm ADV
← TRENT TURNER LAKESAdvisorregistration: current employment
Apr 14, 2023 to presentfactForm ADV
← Jeffrey Edmund LehmannAdvisorregistration: current employment
May 7, 2021 to presentfactForm ADV
← Frank Edward YozwiakAdvisorregistration: current employment
Feb 26, 2018 to presentfactForm ADV
← BRIAN TODD BURTONAdvisorregistration: current employment
Mar 18, 2015 to presentfactForm ADV
← CAMERON K HAMILTONAdvisorregistration: current employment
Oct 13, 2014 to presentfactForm ADV
← JOHN VALENTINE BOARDMANAdvisorregistration: current employment
Apr 12, 2010 to presentfactForm ADV
← ANDREW JOSEPH REYNOLDSAdvisorregistration: current employment
Apr 12, 2010 to presentfactForm ADV

Controls (5)

← BOARDMAN, JOHN, VALENTINEOwnerPRESIDENT, ownership code D, individual
Apr 16, 2014 to Feb 21, 2024factForm ADV
← REYNOLDS, ANDREW, JOSEPHOwnerVICE PRESIDENT, ownership code C, individual
Apr 16, 2014 to Feb 21, 2024factForm ADV
← HAMILTON, CAMERON, KOwnerSECRETARY, DIRECTOR OF FINANCIAL PLANNING, ownership code A, individual
Feb 26, 2018 to Feb 21, 2024factForm ADV
← BURTON, BRIAN, TODDOwnerTREASURER, DIRECTOR OF PORTFOLIO STRATEGY, ownership code A, individual
Feb 26, 2018 to Feb 21, 2024factForm ADV
← Lehmann, Jeffrey, EdmundOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 11, 2020 to Feb 21, 2024factForm ADV

Dated events

Occurred
Feb 21, 2024
Regulatory AUM changed
Ballast, Inc. reported RAUM $543.9M, up 28% from $423.4M (2023-12-06 to 2024-02-21)
Form ADVobserved 5 days ago
$120M
Occurred
Mar 4, 2022
Regulatory AUM changed
Ballast, Inc. reported RAUM $463.0M, up 29% from $358.4M (2021-09-07 to 2022-03-04)
Form ADVobserved 5 days ago
$105M
Occurred
Sep 11, 2020
Control person joined
Edmund Jeffrey Lehmann (Chief Compliance Officer) appeared on Schedule A of Ballast, Inc.
Form ADVobserved 5 days ago
Occurred
Sep 11, 2020
Control person left
Joe Billy Carroll (Chief Compliance Officer) no longer on Schedule A of Ballast, Inc. (listed 2020-06-29, absent 2020-09-11)
Form ADVobserved 5 days ago
Occurred
Apr 16, 2014
First Form ADV filing
Boardman Wealth Planning, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4e0bfbfc-8328-2787-06af-3b2ac20eadea
First observed: Apr 16, 2014
Last observed: Jul 14, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BALLAST, INC.

CRD 152695

LEXINGTON, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4e0bfbfc-8328-2787-06af-3b2ac20eadea

Data as of Jul 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:07 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN VALENTINE BOARDMAN

Certified Financial Planner

LEXINGTON, KY

ANDREW JOSEPH REYNOLDS

Certified Financial Planner

LEXINGTON, KY

CAMERON K HAMILTON

Certified Financial Planner

LEXINGTON, KY

n/a

BRIAN TODD BURTON

Certified Financial Planner

LEXINGTON, KY

n/a

Frank Edward Yozwiak

Certified Financial Planner

LEXINGTON, KY

n/a

Jeffrey Edmund Lehmann

n/a

LEXINGTON, KY

n/a

TRENT TURNER LAKES

Certified Financial Planner

LEXINGTON, KY

n/a

Catherine Richmond

n/a

LEXINGTON, KY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOARDMAN, JOHN, VALENTINE

President

yes

01/2008

Apr 16, 2014

Feb 21, 2024

BURTON, BRIAN, TODD

TREASURER, DIRECTOR OF PORTFOLIO STRATEGY

yes

01/2018

Feb 26, 2018

Feb 21, 2024

HAMILTON, CAMERON, K

SECRETARY, DIRECTOR OF FINANCIAL PLANNING

yes

01/2018

Feb 26, 2018

Feb 21, 2024

Lehmann, Jeffrey, Edmund

CHIEF COMPLIANCE OFFICER

yes

08/2020

Sep 11, 2020

Feb 21, 2024

REYNOLDS, ANDREW, JOSEPH

VICE PRESIDENT

yes

03/2010

Apr 16, 2014

Feb 21, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 27, 2026

$752M

$700M

n/a

2024

Feb 28, 2025

$625M

$590M

n/a

2023

Feb 21, 2024

$544M

$511M

n/a

2022

Mar 14, 2023

$423M

$403M

n/a

2021

Mar 4, 2022

$463M

$435M

n/a

2020

Mar 9, 2021

$358M

$341M

n/a

2019

Mar 25, 2020

$287M

$279M

n/a

2018

Mar 27, 2019

$225M

$220M

n/a

2017

Feb 26, 2018

$215M

$212M

n/a

2016

Mar 30, 2017

$191M

$179M

n/a

2015

Apr 29, 2016

$150M

$138M

n/a

2014

Mar 31, 2015

$126M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$752M

$625M

20.2%

$423M

21.1%