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RIA / WealthAdvisor29 years in industry

MICHAEL HARVEY RICHTER

Advisor at ARKOS GLOBAL ADVISORS, LLC

HOUSTON, TX

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Search this name across graphsid dfx:ria:0406f3c3-5404-e285-2f4b-90b481ebdcd4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 25, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARKOS GLOBAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 6, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Jun 6, 1997
First registration: May 25, 2001
Dual registered: no
Other names: MIKE RICHTER|MICHAEL H. RICHTER|MICHAEL HARVEY RICHTER
IAPD individual key: 2883806

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARKOS GLOBAL ADVISORS, LLC	Independent wealth	May 31, 2017	n/a	yes	HOUSTON, TX	Current employment
UHY CAPITAL ADVISORS, LLC	n/a	Oct 16, 2003	Sep 14, 2015	no	HOUSTON, TX	Previous registration
WEALTH ADVISORS, INC.	n/a	Apr 4, 2002	Nov 20, 2006	no	HOUSTON, TX	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	May 25, 2001	Sep 17, 2007	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UHY CAPITAL ADVISORS, LLC	ARKOS GLOBAL ADVISORS, LLC	Sep 14, 2015	May 31, 2017	625	Firm change after gap	Other
CETERA INVESTMENT ADVISERS LLC	WEALTH ADVISORS, INC.	Sep 17, 2007	Apr 4, 2002	-1,992	Firm change after gap	Other
WEALTH ADVISORS, INC.	UHY CAPITAL ADVISORS, LLC	Nov 20, 2006	Oct 16, 2003	-1,131	Firm change after gap	Other

Relationships

Registered with (4)

→ ARKOS GLOBAL ADVISORS, LLCRegistered adviserregistration: current employment
May 31, 2017 to presentfactForm ADV
→ UHY CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 16, 2003 to Sep 14, 2015factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
May 25, 2001 to Sep 17, 2007factForm ADV
→ WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Apr 4, 2002 to Nov 20, 2006factForm ADV

Dated events

No dated event names this entity yet.