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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

ARKOS GLOBAL ADVISORS, LLC

CRD 287466

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:469e12df-baa6-8785-c5f7-13f05f4491db

Data as of May 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 8
On other graphs: 0
Observed: Apr 6, 2017 to May 12, 2026
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2026-05-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $1.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 11
RAUM per advisor: $105Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 17
Advisory employees: 11
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 444
Individual clients: 271
High net worth clients: 161
SEC number: 801-110406
CIK: 1769089
CRD: 287466
Filings on the tape: 38
First filed: Apr 6, 2017
Latest filed: May 12, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEFFREY ALAN THOMAS	n/a	HOUSTON, TX	9	31	3	no
ETHAN H POLLARD	n/a	HOUSTON, TX	9	14	1	no
Andrew Caleb Dowell	n/a	HOUSTON, TX	9	13	n/a	no
MICHAEL HARVEY RICHTER	n/a	HOUSTON, TX	9	29	3	no
LESTER M BRACKLEY	n/a	Milton, GA \| HOUSTON, TX	6	27	3	no
TIMOTHY KANE MCGUKIN	n/a	HOUSTON, TX \| Milton, GA	6	19	3	no
Trevor Byron Harris	n/a	HOUSTON, TX	6	12	n/a	no
James Thomas Leopold	n/a	HOUSTON, TX	5	10	1	no
CRAIG CHAMBERS DAWSON	n/a	HOUSTON, TX	4	18	3	no
William Christopher Gardner	n/a	Milton, GA \| HOUSTON, TX	3	10	1	no
Charles Ross Shiver	n/a	Milton, GA \| HOUSTON, TX	2	11	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Agostinelli, Monica, Moses	CHIEF COMPLIANCE OFFICER	Na	yes	01/2025	May 12, 2026	May 12, 2026
THOMAS, JEFFREY, ALAN	CEO/MEMBER	D	yes	04/2017	May 12, 2026	May 12, 2026
THOMAS, JEFFREY, ALAN	Owner	D	yes	12/2019	Apr 25, 2017	Mar 29, 2024
ARKOS GLOBAL ADVISORS, LTD.	Owner	C	no	12/2019	May 12, 2026	May 12, 2026
NATIONAL CHRISTIAN TRUST	Owner	C	no	12/2022	May 19, 2023	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MIKE RICHTER CPA, PLLC	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Milton	Ga	United States	4	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$1.2B	$1.2B	17	11	1	n/a	n/a
2024	Apr 24, 2025	$1.1B	$1.1B	19	14	1	n/a	n/a
2023	Mar 29, 2024	$939M	$939M	18	4	1	n/a	n/a
2022	Mar 31, 2023	$890M	$890M	16	15	3	n/a	n/a
2021	Mar 30, 2022	$638M	$638M	12	12	3	n/a	n/a
2020	Mar 31, 2021	$486M	$486M	11	11	2	n/a	n/a
2019	Mar 30, 2020	$256M	$256M	10	10	1	n/a	n/a
2018	Mar 29, 2019	$240M	$203M	8	8	1	n/a	n/a
2017	Mar 29, 2018	$496M	$453M	8	8	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$1.1B	4.1%	$890M	9.1%	17	19	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
COMBS CAPITAL PARTNERS	2	Sep 30, 2020	Sep 17, 2020	SOUTHLAKE, TX	Team lift out	RIA to state RIA	20.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BISON WEALTH, LLC	2	Mar 24, 2020	Mar 20, 2020	ATLANTA, GA	Team lift out	RIA to RIA	10.0%
MORGAN STANLEY	2	Apr 26, 2017	Apr 25, 2017	HOUSTON, TX	Team lift out	Wirehouse to new firm	0.0%

Relationships

Registered with (17)

← Charles Ross ShiverAdvisorregistration: current employment
Jun 24, 2024 to presentfactForm ADV
← William Christopher GardnerAdvisorregistration: current employment
Feb 21, 2023 to presentfactForm ADV
← CRAIG CHAMBERS DAWSONAdvisorregistration: current employment
May 3, 2022 to presentfactForm ADV
← James Thomas LeopoldAdvisorregistration: current employment
Sep 2, 2021 to presentfactForm ADV
← Trevor Byron HarrisAdvisorregistration: current employment
Jun 23, 2020 to presentfactForm ADV
← LESTER M BRACKLEYAdvisorregistration: current employment
Mar 20, 2020 to presentfactForm ADV
← TIMOTHY KANE MCGUKINAdvisorregistration: current employment
Mar 20, 2020 to presentfactForm ADV
← MICHAEL HARVEY RICHTERAdvisorregistration: current employment
May 31, 2017 to presentfactForm ADV
← Andrew Caleb DowellAdvisorregistration: current employment
May 25, 2017 to presentfactForm ADV
← JEFFREY ALAN THOMASAdvisorregistration: current employment
Apr 25, 2017 to presentfactForm ADV
← ETHAN H POLLARDAdvisorregistration: current employment
Apr 25, 2017 to presentfactForm ADV
← JOSHUA SHANE ARRINGTONAdvisorregistration: previous registration
Jan 7, 2020 to Jun 26, 2024factForm ADV
← Thomas A WalkerAdvisorregistration: previous registration
Jan 11, 2022 to Apr 3, 2023factForm ADV
← PATRICK DENNIS COMBSAdvisorregistration: previous registration
Aug 18, 2017 to Sep 30, 2020factForm ADV
← CONNER RYAN COMBSAdvisorregistration: previous registration
Sep 25, 2017 to Sep 30, 2020factForm ADV
← JAMES RAY MUNCHBACHAdvisorregistration: previous registration
Apr 25, 2017 to Mar 20, 2018factForm ADV
← Taylor ParkerAdvisorregistration: previous registration
Apr 25, 2017 to Jun 14, 2017factForm ADV

Controls (1)

← THOMAS, JEFFREY, ALANOwnerOWNER, ownership code D, individual
Apr 25, 2017 to Mar 29, 2024factForm ADV

Owns (2)

← ARKOS GLOBAL ADVISORS, LTD.OwnerOWNER, ownership code C, domestic entity
May 19, 2023 to Mar 29, 2024factForm ADV
← NATIONAL CHRISTIAN TRUSTOwnerOWNER, ownership code C, domestic entity
May 19, 2023 to Mar 29, 2024factForm ADV

Moved with (3)

→ COMBS CAPITAL PARTNERSRegistered adviser2 advisors, team lift out, same day
Sep 30, 2020 to Sep 17, 2020factForm ADV
← BISON WEALTH, LLCRegistered adviser2 advisors, team lift out, same day
Mar 24, 2020 to Mar 20, 2020factForm ADV
← MORGAN STANLEYRegistered adviser2 advisors, team lift out, same day
Apr 26, 2017 to Apr 25, 2017factForm ADV

Dated events

Occurred
Jun 26, 2024
Advisor changed firm
Joshua Shane Arrington left Arkos Global Advisors, Llc for Oneascent Financial Services Llc (registered 2024-09-11)
Form ADVobserved 5 days ago
Occurred
Apr 3, 2023
Advisor changed firm
Thomas A Walker left Arkos Global Advisors, Llc for Pace Financial Advisors (registered 2023-03-15)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Regulatory AUM changed
Arkos Global Advisors, Llc reported RAUM $889.6M, up 30% from $686.5M (2022-04-06 to 2023-03-31)
Form ADVobserved 5 days ago
$203M
Occurred
Mar 30, 2022
Regulatory AUM changed
Arkos Global Advisors, Llc reported RAUM $637.5M, up 31% from $486.0M (2022-02-03 to 2022-03-30)
Form ADVobserved 5 days ago
$152M
Occurred
Mar 31, 2021
Regulatory AUM changed
Arkos Global Advisors, Llc reported RAUM $486.0M, up 39% from $348.5M (2020-11-12 to 2021-03-31)
Form ADVobserved 5 days ago
$137M
Occurred
May 7, 2018
Regulatory AUM changed
Arkos Global Advisors, Llc reported RAUM $254.6M, down 49% from $496.0M (2018-05-01 to 2018-05-07)
Form ADVobserved 5 days ago
$-241M
Occurred
Mar 29, 2018
Regulatory AUM changed
Arkos Global Advisors, Llc reported RAUM $496.0M, up 133% from $212.8M (2017-08-09 to 2018-03-29)
Form ADVobserved 5 days ago
$283M
Occurred
Apr 6, 2017
First Form ADV filing
Harper Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:469e12df-baa6-8785-c5f7-13f05f4491db
First observed: Apr 6, 2017
Last observed: May 12, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARKOS GLOBAL ADVISORS, LLC

CRD 287466

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:469e12df-baa6-8785-c5f7-13f05f4491db

Data as of May 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:32 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEFFREY ALAN THOMAS

n/a

HOUSTON, TX

ETHAN H POLLARD

n/a

HOUSTON, TX

Andrew Caleb Dowell

n/a

HOUSTON, TX

n/a

MICHAEL HARVEY RICHTER

n/a

HOUSTON, TX

LESTER M BRACKLEY

n/a

Milton, GA | HOUSTON, TX

TIMOTHY KANE MCGUKIN

n/a

HOUSTON, TX | Milton, GA

Trevor Byron Harris

n/a

HOUSTON, TX

n/a

James Thomas Leopold

n/a

HOUSTON, TX

CRAIG CHAMBERS DAWSON

n/a

HOUSTON, TX

William Christopher Gardner

n/a

Milton, GA | HOUSTON, TX

Charles Ross Shiver

n/a

Milton, GA | HOUSTON, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Agostinelli, Monica, Moses

CHIEF COMPLIANCE OFFICER

yes

01/2025

May 12, 2026

THOMAS, JEFFREY, ALAN

CEO/MEMBER

yes

04/2017

May 12, 2026

THOMAS, JEFFREY, ALAN

Owner

yes

12/2019

Apr 25, 2017

Mar 29, 2024

ARKOS GLOBAL ADVISORS, LTD.

Owner

12/2019

May 12, 2026

NATIONAL CHRISTIAN TRUST

Owner

12/2022

May 19, 2023

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MIKE RICHTER CPA, PLLC

n/a

City

State

Country

Employees

Also broker-dealer

Milton

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$1.2B

n/a

2024

Apr 24, 2025

$1.1B

n/a

2023

Mar 29, 2024

$939M

n/a

2022

Mar 31, 2023

$890M

n/a

2021

Mar 30, 2022

$638M

n/a

2020

Mar 31, 2021

$486M

n/a

2019

Mar 30, 2020

$256M

n/a

2018

Mar 29, 2019

$240M

$203M

n/a

2017

Mar 29, 2018

$496M

$453M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.2B

$1.1B

4.1%

$890M

9.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

COMBS CAPITAL PARTNERS

Sep 30, 2020

Sep 17, 2020

SOUTHLAKE, TX

Team lift out

RIA to state RIA

20.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BISON WEALTH, LLC

Mar 24, 2020

Mar 20, 2020

ATLANTA, GA

Team lift out

RIA to RIA

10.0%

MORGAN STANLEY

Apr 26, 2017

Apr 25, 2017

HOUSTON, TX

Team lift out

Wirehouse to new firm

0.0%