DFX Intelligence

H••••• W•••••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

H••••• W•••••• G•••••••••

Advisor at F•••• P••••••• W•••••• L••

Naples, FL

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Search this name across graphsid dfx:ria:0408b8d9-3f5d-f907-97d8-aca3424e4c4f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Mar 11, 2002 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

H••••• W•••••• G•••••••••

Person · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 11, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jan 4, 2026	n/a	yes	Naples, FL	Current employment
N••••••••• A•••• M••••••••• L••	Independent wealth	Jan 4, 2016	Mar 31, 2026	no	NAPLES, FL\|STAMFORD, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• A•••• M••••••••• L••	F•••• P••••••• W•••••• L••	Mar 31, 2026	Jan 4, 2026	-86	Bulk transfer	RIA to RIA
K••••• I••••••••• G••••• L••	N••••••••• A•••• M••••••••• L••	Dec 31, 2015	Jan 4, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
127880:282241:IL:2015-12-31	Dec 31, 2015	Jan 4, 2016	CHICAGO, IL	Firm change

Relationships

Registered with (4)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jan 4, 2026 to presentfactForm ADV
→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 4, 2016 to Mar 31, 2026factForm ADV
→ K••••• I••••••••• G••••• L••Registered adviserregistration: previous registration
Apr 28, 2005 to Dec 31, 2015factForm ADV
→ E•••••• C•••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0408b8d9-3f5d-f907-97d8-aca3424e4c4f
First observed: Mar 11, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.