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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Tucson, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jun 6, 2019 | n/a | yes | Tucson, AZ | Current employment |
| MORGAN STANLEY | Wirehouse | Jan 13, 2011 | Jun 10, 2019 | no | TUCSON, AZ|Tucson, AZ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 22, 2001 | Jan 18, 2011 | no | TUCSON, AZ|TUCSON, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES & ASSOCIATES, INC. | Jun 10, 2019 | Jun 6, 2019 | -4 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Jan 18, 2011 | Jan 13, 2011 | -5 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:705:AZ:2019-06-07 | Jun 10, 2019 | Jun 6, 2019 | TUCSON, AZ | Firm change |