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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

CROSS BORDER PLANNING PARTNERS, LLC

CRD 153293

PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:041612f7-07c4-ab37-8bae-c373bf37145c

Data as of Mar 27, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Nov 10, 2011 to Mar 27, 2013
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2013-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Accounts: 0
SEC number: 801-71407
CRD: 153293
Filings on the tape: 5
First filed: Nov 10, 2011
Latest filed: Mar 27, 2013
Organised: Limited Liability Company, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALTRO AND ASSOCIATES, LLP	Owner	D	yes	01/2010	Nov 10, 2011	Mar 27, 2013
ALTRO, DAVID, AARON	Partner	E	yes	01/2007	Nov 10, 2011	Mar 27, 2013
ALTRO, MATTHEW, CHAD	President	Na	yes	01/2010	Nov 10, 2011	Mar 27, 2013
KEATS CONNELLY AND ASSOCIATES INC.	Owner	E	yes	01/2009	Nov 10, 2011	Mar 27, 2013
KEATS, CONNELLY AND ASSOCIATES, LLC	Owner	D	yes	01/2010	Nov 10, 2011	Mar 27, 2013
KEATS, ROBERT, FRANCIS	Shareholder	E	yes	10/1990	Nov 10, 2011	Mar 27, 2013
WALTERS, DALE, ALLEN	Shareholder	F	yes	06/1999	Nov 10, 2011	Mar 27, 2013
WALTERS, DALE, ALLEN	CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER	Na	yes	01/2010	Nov 10, 2011	Mar 27, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CROSS BORDER TAX & ACCOUNTING, LLC	n/a	n/a	n/a	Y	yes	n/a
KEATS, CONNELLY AND ASSOCIATES, LLC	n/a	Former SEC adviser	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BOYNTON BEACH	FL	United States	n/a	no
MONTREAL, QUEBEC	n/a	Canada	n/a	no
TORONTO, ONTARIO	n/a	Canada	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 27, 2013	$0	$0	3	3	n/a	n/a	n/a
2011	Feb 24, 2012	$0	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$0	$0	n/a	n/a	n/a	3	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ KEATSCONNELLYRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (6)

← KEATS CONNELLY AND ASSOCIATES INC.OwnerOWNER, ownership code E, domestic entity
Nov 10, 2011 to presentfactForm ADV
← KEATS, ROBERT, FRANCISOwnerSHAREHOLDER, ownership code E, individual
Nov 10, 2011 to presentfactForm ADV
← ALTRO, MATTHEW, CHADOwnerPRESIDENT, ownership code NA, individual
Nov 10, 2011 to presentfactForm ADV
← ALTRO, DAVID, AARONOwnerPARTNER, ownership code E, individual
Nov 10, 2011 to presentfactForm ADV
← WALTERS, DALE, ALLENOwnerSHAREHOLDER, ownership code F, individual
Nov 10, 2011 to presentfactForm ADV
← ALTRO AND ASSOCIATES, LLPOwnerOWNER, ownership code D, foreign entity
Nov 10, 2011 to presentfactForm ADV

Registered with (1)

← NATHANIEL GJERMUND GEHRINGAdvisorregistration: previous registration
Apr 13, 2012 to Jun 13, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:041612f7-07c4-ab37-8bae-c373bf37145c
First observed: Nov 10, 2011
Last observed: Mar 27, 2013 164 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CROSS BORDER PLANNING PARTNERS, LLC

CRD 153293

PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:041612f7-07c4-ab37-8bae-c373bf37145c

Data as of Mar 27, 2013 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:12 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALTRO AND ASSOCIATES, LLP

Owner

yes

01/2010

Nov 10, 2011

Mar 27, 2013

ALTRO, DAVID, AARON

Partner

yes

01/2007

Nov 10, 2011

Mar 27, 2013

ALTRO, MATTHEW, CHAD

President

yes

01/2010

Nov 10, 2011

Mar 27, 2013

KEATS CONNELLY AND ASSOCIATES INC.

Owner

yes

01/2009

Nov 10, 2011

Mar 27, 2013

KEATS, CONNELLY AND ASSOCIATES, LLC

Owner

yes

01/2010

Nov 10, 2011

Mar 27, 2013

KEATS, ROBERT, FRANCIS

Shareholder

yes

10/1990

Nov 10, 2011

Mar 27, 2013

WALTERS, DALE, ALLEN

Shareholder

yes

06/1999

Nov 10, 2011

Mar 27, 2013

WALTERS, DALE, ALLEN

CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER

yes

01/2010

Nov 10, 2011

Mar 27, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CROSS BORDER TAX & ACCOUNTING, LLC

n/a

yes

n/a

KEATS, CONNELLY AND ASSOCIATES, LLC

n/a

Former SEC adviser

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

BOYNTON BEACH

United States

n/a

MONTREAL, QUEBEC

n/a

Canada

n/a

TORONTO, ONTARIO

n/a

Canada

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 27, 2013

n/a

2011

Feb 24, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

n/a