DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Cross Border Planning Partners, LLC

Former SEC-registered adviserPhoenix, ArizonaCRD 153293SEC 801-71407IAPD
Latest filing Mar 27, 2013
First filing on the tape Nov 10, 2011 · 5 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$0 as of Mar 27, 2013
Feb 24, 2012$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 3
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 27, 2013; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived4 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminars, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Chad Matthew Altro · Presidentcontrol
      since 01/2010 · owns less than 5%
    • Allen Dale Walters · Chief Executive Officer/Chief Compliance Officercontrol
      since 01/2010 · owns less than 5%
    • Aaron David Altro · Partnercontrol
      since 01/2007 · owns 75% or more of Altro Associates, Llp
    • Francis Robert Keats · Shareholdercontrol
      since 10/1990 · owns 75% or more of Keats Connelly And Associates, Inc.
    • Allen Dale Walters · Shareholdercontrol
      since 06/1999 · owns F of Keats Connelly And Associates, Inc.
    Entity owners
    • Altro And Associates, Llp · Owner
      direct · owns 50% to 75%
    • Keats, Connelly And Associates, LLC · Owner
      direct · owns 50% to 75%
    • Keats Connelly And Associates Inc. · Owner
      indirect · owns 75% or more of Keats Connelly And Associates, LLC
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    • Boynton Beach, FL
    • Montreal, Quebec, Canada
    • Toronto, Ontario, Canada
    What changed
    consecutive filings, newest first
    • Advisory employees · unset to 3.0
      Feb 24, 2012 to Mar 27, 2013
    • Employees · unset to 3.0
      Feb 24, 2012 to Mar 27, 2013
    • State-registered IARs · unset to 0.0
      Feb 24, 2012 to Mar 27, 2013
    • Advisory activities · 4 to 6
      Nov 10, 2011 to Nov 14, 2011
    • Insurance-licensed employees · unset to 0.0
      Nov 10, 2011 to Nov 14, 2011
    • Financial planning clients · 0 to 11-25
      Nov 10, 2011 to Nov 14, 2011
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026