J••• L•••• D•••

Advisor at E•••••••• A•••••••• L••

GROSSE ILE, MI

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Search this name across graphsid dfx:ria:04167ff9-f96b-3a22-68e9-b87e634ef2c8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 1, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Oct 16, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	National bd RIA	Nov 1, 2024	n/a	yes	GROSSE ILE, MI\|GROSSE ILE, MI	Current employment
J•• F•••••••• S•••••••• I•••	Independent wealth	Sep 13, 2017	Jan 6, 2021	no	TRENTON, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•• F•••••••• S•••••••• I•••	E•••••••• A•••••••• L••	Jan 6, 2021	Nov 1, 2024	1,395	Firm change after gap	RIA to ibd
E•••• S••••••••• L••	J•• F•••••••• S•••••••• I•••	Jan 11, 2017	Sep 13, 2017

Relationships

Registered with (4)

→ E•••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 1, 2024 to presentfactForm ADV
→ J•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 13, 2017 to Jan 6, 2021factForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Dec 11, 2012 to Jan 11, 2017factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04167ff9-f96b-3a22-68e9-b87e634ef2c8
First observed: Oct 1, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.