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RIA Intelligence
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Registered advisor
J••• L•••• D•••
Feed of 09/14/2026
Also filed as J••• L•••• D•••
At current firm
1 y
since Nov 1, 2024
In the industry
38 y
since Oct 16, 1987 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Nov 1, 2024 · Grosse Ile, Mi
- J•• F•••••••• S•••••••• I••• independent RIASep 13, 2017 to Jan 6, 2021 · Trenton, Mi
- E•••• S••••••••• L•• BD affiliatedDec 11, 2012 to Jan 11, 2017 · Wyandotte, Mi
- P•••••••• S••••••••• I••• BD affiliatedOct 1, 2010 to Oct 2, 2012 · Wyandotte, Mi
Moves
a registration end followed by a registration begin elsewhere
- J•• F•••••••• S•••••••• I••• to E•••••••• A•••••••• L••left Jan 6, 2021, registered Nov 1, 2024 (1395 days) · RIA to affiliated broker-dealer or bank
- E•••• S••••••••• L•• to J•• F•••••••• S•••••••• I•••left Jan 11, 2017, registered Sep 13, 2017 (245 days) · Other
- P•••••••• S••••••••• I••• to E•••• S••••••••• L••left Oct 2, 2012, registered Dec 11, 2012 (70 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address