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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

DANIEL DOUGLAS ETHERIDGE

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0419d26c-85bf-24c1-036e-93258f8e7d85

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 24, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 19, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 19, 2013
First registration: Jun 24, 2013
Dual registered: yes, broker-dealer
Other names: DANNY ETHERIDGE|DANIEL ETHERIDGE
IAPD individual key: 6189560

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 15, 2018	n/a	yes	BRONSON, FL\|FANNING SPRINGS, FL\|BELL, FL\|CROSS CITY, FL\|BRANFORD, FL\|TRENTON, FL\|WILLISTON, FL\|CHIEFLAND, FL\|BROOKSVILLE, FL\|CRYSTAL RIVER, FL\|FLORAL CITY, FL\|BROOKSVILLE, FL\|INGLIS, FL\|INVERNESS, FL	Current employment
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jun 18, 2015	Feb 15, 2018	no	BRONSON, FL\|FANNING SPRINGS, FL\|BELL, FL\|CROSS CITY, FL\|BRANFORD, FL\|TRENTON, FL\|WILLISTON, FL\|CEDAR KEY, FL\|CHIEFLAND, FL\|APPLETON, WI	Previous registration
CAPITAL ANALYSTS	Bd affiliated wealth	Feb 10, 2015	Jun 1, 2015	no	WILLISTON, FL	Previous registration
LINCOLN INVESTMENT	Independent wealth	Jun 24, 2013	Jun 1, 2015	no	WILLISTON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Feb 15, 2018	Feb 15, 2018	0	Bulk transfer	Other
CAPITAL ANALYSTS	INVEST FINANCIAL CORPORATION	Jun 1, 2015	Jun 18, 2015	17	Firm change	Other
LINCOLN INVESTMENT	CAPITAL ANALYSTS	Jun 1, 2015	Feb 10, 2015	-111	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 15, 2018 to presentfactForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jun 18, 2015 to Feb 15, 2018factForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: previous registration
Feb 10, 2015 to Jun 1, 2015factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Jun 24, 2013 to Jun 1, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0419d26c-85bf-24c1-036e-93258f8e7d85
First observed: Jun 24, 2013
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DANIEL DOUGLAS ETHERIDGE

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0419d26c-85bf-24c1-036e-93258f8e7d85

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:14 AM UTC and rebuilt at most every 15 minutes.