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CAPITAL ANALYSTS, LLC, CRD 162200
FORT WASHINGTON, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-08-21 (filing); first seen by DFX 2026-09-15.
Dated 2026-08-21 (filing); first seen by DFX 2026-09-15.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ROSS ALEXANDER MCLAURIN | n/a | HOUSTON, TX | Houston, TX | Golden, CO | Boerne, TX | Fort Washington, PA | 38 | 41 | n/a | yes |
| LAWRENCE ALLEN HENDERSHOT | n/a | Canton, GA | Hagerstown, MD | Rockville, MD | Hilton Head, SC | Hinton Head, SC | 35 | 51 | n/a | yes |
| DAVID RICHARD CUBA | n/a | Fort Washington, PA | KANSAS CITY, MO | 26 | 34 | n/a | yes |
| REX G SWARTZ | n/a | KANSAS CITY, MO | Fort Washington, PA | 26 | 33 | n/a | yes |
| PATRICK JOSEPH BERGIN | Certified Financial Planner | Fort Washington, PA | CRANFORD, NJ | 24 | 36 | n/a | yes |
| VIRGINIA TANNER HARRIETT | Certified Financial Planner | MARLTON, NJ | 24 | 43 | n/a | yes |
| ALBERTO EDUARDO GAGLIANESE | Certified Financial Planner | MARLTON, NJ | 24 | 40 | n/a | yes |
| DANIEL ERNEST HERNANDEZ | Certified Financial Planner | MARLTON, NJ | Voorhees, NJ | VOORHEES, NJ | 24 | 39 | n/a | yes |
| HAROLD JEFFREY HILL | n/a | Marlton, NJ | SICKLERVILLE, NJ | MARLTON, NJ | 24 | 47 | n/a | yes |
| MICHAEL SALVATORE ENOS | n/a | OAKLYN, NJ | MARLTON, NJ | Oaklyn, NJ | 24 | 34 | n/a | yes |
| RICHARD JAMES GAGLIANESE | n/a | Jenkintown, PA | MARLTON, NJ | Marlton, NJ | 24 | 37 | n/a | yes |
| JOHN MICHAEL NATALE | Chartered Financial Consultant | Fort Washington, PA | MARLTON, NJ | 24 | 42 | n/a | yes |
| THOMAS JOSEPH PRICE | n/a | MARLTON, NJ | MANASQUAN, NJ | Manasquan, NJ | 24 | 39 | n/a | yes |
| JONATHAN HARE WILT | Certified Financial Planner | MARLTON, NJ | Jenkintown, PA | 24 | 41 | n/a | yes |
| KATHRYN COLLIE DIDUCH | Certified Financial Planner | Fort Washington, PA | TYLER, TX | Tyler, TX | 24 | 40 | n/a | yes |
| PAMELA JACKSON MIDDLETON | Chartered Financial Consultant | ATLANTA, GA | Canton, GA | Atlanta, GA | 23 | 39 | 1 | yes |
| MITCHELL THOMAS MELAN | n/a | Fort Washington, PA | Dunwoody, GA | 23 | 32 | n/a | yes |
| BRAD MONTGOMERY JOSEPH | n/a | Dunwoody, GA | SNELLVILLE, GA | Fort Washington, PA | 23 | 31 | n/a | yes |
| PERRY GORDON WILLIAMS | n/a | Dunwoody, GA | STOCKBRIDGE, GA | Fort Washington, PA | 23 | 28 | n/a | yes |
| DERRICK RYAN FRIEDMAN | n/a | Dunwoody, GA | Fort Washington, PA | St. Petersburg, FL | 23 | 31 | n/a | yes |
| RIAN A STEINBISS | n/a | MARLTON, NJ | 22 | 24 | n/a | yes |
| MICHAEL JEROME HOWARD | n/a | Hartford, CT | HARTFORD, CT | Fort Washington, PA | 22 | 51 | 1 | yes |
| ALLEN THOMAS LAYA | Chartered Financial Consultant | Lombard, IL | Crystal Lake, IL | LOMBARD, IL | 21 | 38 | 1 | yes |
| STEWART ALLEN JACOBSON | Certified Financial Planner | SUGAR LAND, TX | Canton, GA | Sugar Land, TX | 21 | 38 | n/a | yes |
| MARK ANDREW COUNTRYMAN | Certified Financial Planner | Sugarland, TX | SUGAR LAND, TX | 21 | 27 | n/a | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FORST, EDWARD, Samuel | ELECTED MANAGER | Na | yes | 01/2017 | Mar 14, 2012 | Nov 25, 2024 |
| KOLLAR, Michael, MARK | EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | Na | yes | 04/2022 | Aug 5, 2022 | Nov 25, 2024 |
| Leckey, Kathleen, Kinslow | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER | Na | yes | 10/2022 | Mar 28, 2024 | Nov 25, 2024 |
| LINCOLN INVESTMENT CAPITAL HOLDINGS, LLC | MEMBER, DIRECT OWNER | E | yes | 08/2015 | Aug 3, 2015 | Nov 25, 2024 |
| LINCOLN INVESTMENT GROUP HOLDINGS, INC. | Member | D | yes | 08/2015 | Jun 1, 2012 | Nov 25, 2024 |
| Mattson, Maureen, Ann | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | Na | yes | 01/2022 | Jan 10, 2022 | Nov 25, 2024 |
| McCarthy, Diane, Mulherrin | ELECTED MANAGER, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER (TREASURER) | Na | yes | 07/2022 | Oct 9, 2018 | Nov 25, 2024 |
| O'LEARY, KEVIN, JOSEPH | PRESIDENT AND CHIEF EXECUTIVE OFFICER | Na | yes | 10/2022 | Aug 5, 2022 | Nov 25, 2024 |
| BUETI, ANTHONY, CHARLES | SENIOR VICE PRESIDENT, OPERATIONS & SERVICE | Na | no | 03/2023 | Aug 5, 2022 | Nov 25, 2024 |
| BURA, KAREN, DOUGHERTY | VICE PRESIDENT, CONTROLLER | Na | no | 03/2023 | Dec 12, 2014 | Nov 25, 2024 |
| MAYHEW, STEPHEN, THOMAS | SENIOR VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | Na | no | 07/2022 | Mar 14, 2012 | Nov 25, 2024 |
| OBERLIES, SUSAN, MARY | SENIOR VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY | Na | no | 07/2022 | Aug 5, 2022 | Nov 25, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| LINCOLN INVESTMENT PLANNING, LLC | n/a | Independent wealth | $22B | N | yes | n/a |
| SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC | n/a | Institutional manager | $6.2B | N | no | n/a |
| CAPITAL ADVISORS, LTD., LLC | n/a | Independent wealth | $1.4B | N | no | n/a |
| BEACON FINANCIAL ADVISORY LLC | n/a | Independent wealth | $901M | N | no | n/a |
| PRIVATE WEALTH STRATEGIES, L.L.C. | n/a | Former SEC adviser | $615M | N | no | n/a |
| STRATEGIC ASSET MANAGEMENT GROUP ADVISORS, INC. | n/a | Independent wealth | $416M | N | no | n/a |
| LEGACY SOLUTIONS, LLC | n/a | Independent wealth | $244M | N | no | n/a |
| K2 FINANCIAL INC. | n/a | Independent wealth | $192M | N | no | n/a |
| WILLIAM ROANE SKEETERS, INC. | n/a | State registered | $28.7M | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Horsham | Pa | United States | 76 | yes |
| Marlton | Nj | United States | 58 | yes |
| Lutz | FL | United States | 54 | yes |
| WOODLAND HILLS | CA | United States | 45 | yes |
| Union | Ky | United States | 45 | yes |
| Amherst | NY | United States | 45 | yes |
| Lombard | IL | United States | 29 | yes |
| Braintree | Ma | United States | 28 | yes |
| Waltham | Ma | United States | 28 | yes |
| Tallahassee | FL | United States | 25 | yes |
| FARMINGTON HILLS | Mi | United States | 24 | yes |
| Rochester | NY | United States | 21 | yes |
| Sewickley | Pa | United States | 21 | yes |
| Carmel | In | United States | 18 | yes |
| Independence | Oh | United States | 16 | yes |
| Bethlehem | Pa | United States | 16 | yes |
| Renton | Wa | United States | 15 | yes |
| LAND O LAKES | FL | United States | 13 | yes |
| ROYAL OAK | Mi | United States | 13 | yes |
| Bohemia | NY | United States | 13 | yes |
| Syracuse | NY | United States | 13 | yes |
| Phoenix | Az | United States | 12 | yes |
| Albemarle | Nc | United States | 12 | yes |
| Cleveland | Oh | United States | 12 | yes |
| SHAKER HEIGHTS | Oh | United States | 11 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 27, 2026 | $8.8B | $8.6B | 679 | 667 | 254 | n/a | n/a |
| 2024 | Mar 31, 2025 | $8.7B | $8.5B | 739 | 725 | 269 | n/a | n/a |
| 2023 | Mar 28, 2024 | $7.1B | $6.9B | 705 | 704 | 277 | n/a | n/a |
| 2022 | Mar 31, 2023 | $6.3B | $6.1B | 682 | 680 | 274 | n/a | n/a |
| 2021 | Mar 31, 2022 | $7.1B | $6.6B | 682 | 680 | 254 | n/a | n/a |
| 2020 | Mar 30, 2021 | $6.1B | $5.6B | 671 | 668 | 226 | n/a | n/a |
| 2019 | Mar 30, 2020 | $5.7B | $5.1B | 650 | 646 | 223 | n/a | n/a |
| 2018 | Mar 29, 2019 | $4.4B | $4.0B | 571 | 566 | 199 | n/a | n/a |
| 2017 | Mar 29, 2018 | $4.8B | $4.3B | 534 | 514 | 181 | n/a | n/a |
| 2016 | Mar 31, 2017 | $3.8B | $3.6B | 475 | 475 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $3.4B | $3.3B | 423 | 423 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $3.4B | $1.8B | 339 | 339 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $3.2B | $1.5B | 224 | 224 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $2.8B | $1.1B | 220 | 220 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 47 | -47 | 7.5% | 0 | 10 | 0 | 37 | 133 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $8.8B | $8.7B | 0.6% | $6.3B | 11.7% | 679 | 739 | 254 | 269 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 3 | Aug 21, 2026 | Aug 20, 2026 | INDIANAPOLIS, IN | Team lift out | Ibd to ibd | 0.5% |
| LPL FINANCIAL LLC | 3 | Jul 24, 2026 | Jul 27, 2026 | LAS VEGAS, NV | Team lift out | Ibd to ibd | 0.5% |
| INTEGRITY ALLIANCE, LLC | 3 | Feb 24, 2026 | Mar 4, 2026 | DOVER, NH | Team lift out | Ibd to ibd | 0.5% |
| LINCOLN INVESTMENT | 2 | Feb 10, 2026 | Nov 7, 2022 | DOVER, NH | Team lift out | Ibd to RIA | 0.3% |
| NEWEDGE ADVISORS | 4 | Jan 27, 2026 | Jan 27, 2026 | LUTCHER, LA | Team lift out | Ibd to ibd | 0.6% |
| LINCOLN INVESTMENT | 2 | Jan 16, 2026 | Jun 23, 2023 | OMAHA, NE | Team lift out | Ibd to RIA | 0.3% |
| LINCOLN INVESTMENT | 2 | Jan 8, 2026 | Jan 3, 2025 | PEMBROKE, MA | Team lift out | Ibd to RIA | 0.3% |
| LPL FINANCIAL LLC | 3 | Jan 6, 2026 | Jan 6, 2026 | ARCADIA, OH | Team lift out | Ibd to ibd | 0.5% |
| SOBITZ FINANCIAL GROUP, LLC | 3 | Sep 3, 2025 | Sep 4, 2025 | UNIONTOWN, OH | Team lift out | Ibd to state RIA | 0.4% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2 | Aug 7, 2025 | Aug 7, 2025 | BETHLEHAM, PA | Team lift out | Ibd to ibd | 0.3% |
| LPL FINANCIAL LLC | 3 | Jun 23, 2025 | Jun 24, 2025 | GAITHERBURG, MD | Team lift out | Ibd to ibd | 0.4% |
| GWN SECURITIES INC. | 2 | May 1, 2025 | May 4, 2025 | AUSTIN, TX | Team lift out | Ibd to ibd | 0.3% |
| SHORE MORGAN YOUNG WEALTH STRATEGIES | 3 | Oct 4, 2024 | Oct 16, 2018 | WORTHINGTON, OH | Team lift out | Ibd to RIA | 0.4% |
| BENTHAM WEALTH ADVISORS | 2 | Aug 27, 2024 | Oct 11, 2024 | GETZVILLE, NY | Team lift out | Ibd to new firm | 0.3% |
| COMMONWEALTH FINANCIAL NETWORK | 2 | Nov 1, 2023 | Nov 1, 2023 | HARLEYSVILLE, PA | Team lift out | Ibd to ibd | 0.3% |
| WELLS FARGO ADVISORS | 3 | Oct 30, 2023 | Oct 31, 2023 | HANOVER, PA | Team lift out | Ibd to wirehouse | 0.5% |
| COMMONWEALTH FINANCIAL NETWORK | 3 | Oct 25, 2023 | Oct 25, 2023 | SAN DIEGO, CA | Team lift out | Ibd to ibd | 0.5% |
| PRUCO SECURITIES, LLC | 4 | Oct 4, 2023 | Oct 23, 2023 | BETHLEHEM, PA | Team lift out | Ibd to ibd | 0.6% |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2 | Mar 10, 2023 | Mar 13, 2023 | SYLVAN LAKE, MI | Team lift out | Ibd to ibd | 0.3% |
| LPL FINANCIAL LLC | 3 | Dec 8, 2022 | Dec 13, 2022 | TAMPA, FL | Team lift out | Ibd to RIA | 0.5% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| LINCOLN INVESTMENT | 3 | Aug 21, 2026 | Dec 12, 2012 | PALM BEACH GARDENS, FL | Team lift out | RIA to ibd | 0.3% |
| LINCOLN INVESTMENT | 2 | Jul 24, 2026 | Nov 2, 2023 | LAS VEGAS, NV | Team lift out | RIA to ibd | 0.2% |
| LINCOLN INVESTMENT | 2 | May 20, 2026 | Apr 23, 2021 | FORT WASHINGTON, PA | Team lift out | RIA to ibd | 0.2% |
| LINCOLN INVESTMENT | 2 | Feb 24, 2026 | Feb 15, 2019 | DOVER, NH | Team lift out | RIA to ibd | 0.2% |
| LINCOLN INVESTMENT | 3 | Feb 13, 2026 | Oct 4, 2024 | FORT WASHINGTON, PA | Team lift out | RIA to ibd | 0.3% |
| LINCOLN INVESTMENT | 4 | Jan 27, 2026 | Feb 1, 2023 | FORT WASHINGTON, PA | Team lift out | RIA to ibd | 0.4% |
| LINCOLN INVESTMENT | 2 | Jan 6, 2026 | Jul 31, 2024 | ARCADIA, OH | Team lift out | RIA to ibd | 0.2% |
| LINCOLN INVESTMENT | 2 | Sep 8, 2025 | Jun 14, 2022 | WESLEY CHAPEL, FL | Team lift out | RIA to ibd | 0.2% |
| LINCOLN INVESTMENT | 2 | Sep 3, 2025 | Mar 10, 2022 | UNION, KY | Team lift out | RIA to ibd | 0.2% |
| LINCOLN INVESTMENT | 4 | Jul 29, 2025 | Jan 29, 2024 | BETHLEHEM, PA | Team lift out | RIA to ibd | 0.4% |
| LINCOLN INVESTMENT | 3 | Jun 20, 2025 | Aug 11, 2023 | PALM BEACH GARDENS, FL | Team lift out | RIA to ibd | 0.3% |
| LINCOLN INVESTMENT | 4 | Mar 14, 2025 | Jan 2, 2024 | PALM BEACH GARDENS, FL | Team lift out | RIA to ibd | 0.4% |
| LINCOLN INVESTMENT | 2 | Oct 16, 2024 | Jun 4, 2024 | FORT MYERS, FL | Team lift out | RIA to ibd | 0.2% |
| LINCOLN INVESTMENT | 2 | Aug 27, 2024 | Jul 9, 2021 | PALM BEACH GARDENS, FL | Team lift out | RIA to ibd | 0.2% |
| LINCOLN INVESTMENT | 3 | Aug 23, 2024 | Aug 29, 2023 | FORT WASHINGTON, PA | Team lift out | RIA to ibd | 0.3% |
| LINCOLN INVESTMENT | 3 | Apr 25, 2024 | Jun 5, 2023 | PALM BEACH GARDENS, FL | Team lift out | RIA to ibd | 0.4% |
| LINCOLN INVESTMENT | 2 | Jan 30, 2024 | Jul 19, 2023 | HORSHAM, PA | Team lift out | RIA to ibd | 0.2% |
| LINCOLN INVESTMENT | 2 | Oct 30, 2023 | Nov 8, 2020 | PALM BEACH GARDENS, FL | Team lift out | RIA to ibd | 0.2% |
| LINCOLN INVESTMENT | 3 | Oct 30, 2023 | Feb 15, 2019 | HARLEYSVILLE, PA | Team lift out | RIA to ibd | 0.4% |
| LINCOLN INVESTMENT | 3 | Oct 25, 2023 | Jul 12, 2023 | WOODLAND HILLS, CA | Team lift out | RIA to ibd | 0.4% |
Among 829 advisers with 25 or more registered advisors, the largest net losses of registered advisors between 2025-09-20 and 2026-09-20: Merrill Lynch, Pierce, Fenner & Smith Incorporated -951 (588 in, 1,539 out, 25,468 registered); Commonwealth Financial Network -562 (92 in, 654 out, 2,942 registered); Equitable Advisors, Llc -462 (99 in, 561 out, 4,624 registered); Edward Jones -400 (332 in, 732 out, 24,084 registered); Strategic Advisers Llc -399 (321 in, 720 out, 16,954 registered); Ubs Financial Services Inc. -332 (295 in, 627 out, 9,349 registered). 30,054 firm-to-firm moves in the year across 6,128 firms.