DFX Intelligence

C••• E••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

C••• E••• T•••••

Advisor at C••••••• A••••••••• L••

DAWSONVILLE, GA

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Search this name across graphsid dfx:ria:041e1230-3ddb-28e0-5148-2d6dd787d7d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 25, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• A••••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Oct 29, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• A••••••••• L••	Institutional manager	Dec 4, 2017	n/a	yes	DAWSONVILLE, GA	Current employment
C••••••• A••••••••• L••	Former SEC adviser	Aug 12, 2009	Aug 25, 2017	no	CHATHAM, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• A••••••••• L••	C••••••• A••••••••• L••	Aug 25, 2017	Dec 4, 2017	101	Channel change	Other
P•••••••• A•••• M•••••••••	C••••••• A••••••••• L••	Sep 11, 2008	Aug 12, 2009

Relationships

Registered with (4)

→ C••••••• A••••••••• L••Registered adviserregistration: current employment
Dec 4, 2017 to presentfactForm ADV
→ C••••••• A••••••••• L••Registered adviserregistration: previous registration
Aug 12, 2009 to Aug 25, 2017factForm ADV
→ P•••••••• A•••• M•••••••••Registered adviserregistration: previous registration
Jan 7, 2008 to Sep 11, 2008factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:041e1230-3ddb-28e0-5148-2d6dd787d7d0
First observed: Jan 25, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.