RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• E••• T•••••
- C••••••• A••••••••• L•• institutional currentsince Dec 4, 2017 · Dawsonville, Ga
- C••••••• A••••••••• L•• formerAug 12, 2009 to Aug 25, 2017 · Chatham, Nj
- P•••••••• A•••• M••••••••• otherJan 7, 2008 to Sep 11, 2008 · New York, Ny
- P•••••••• S••••••••• I••• BD affiliatedJan 25, 2007 to Jan 7, 2008 · New York, Ny
- C••••••• A••••••••• L•• to C••••••• A••••••••• L••left Aug 25, 2017, registered Dec 4, 2017 (101 days) · channel change inside one enterprise, not a move
- P•••••••• A•••• M••••••••• to C••••••• A••••••••• L••left Sep 11, 2008, registered Aug 12, 2009 (335 days) · Other
- P•••••••• S••••••••• I••• to P•••••••• A•••• M•••••••••left Jan 7, 2008, registered Jan 7, 2008 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address