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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

THE DAVID J. YVARS GROUP INC.

CRD 328901

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0425c022-101a-67eb-715d-66ec22cf9f25

Data as of Feb 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Nov 6, 2023 to Feb 4, 2026
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.84 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $359MItem 5.F on the latest filing (2026-02-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $278M
Private client RAUM: $302MderivedItem 5.D individuals plus high net worth individuals
Private client share: 84%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $89.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 4
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 1,000
Individual clients: 335
High net worth clients: 141
SEC number: 801-129169
CIK: 1836266
CRD: 328901
Filings on the tape: 5
First filed: Nov 6, 2023
Latest filed: Feb 4, 2026
Organised: Corporation, FL
Website: yvarsgroup.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARY JO COLLABOLLETTA	n/a	Valhalla, NY	2	28	1	no
JOSEPH DENNIS LEE	n/a	Valhalla, NY	2	24	1	no
DAVID JAMES YVARS	Certified Financial Planner	Valhalla, NY	2	19	1	no
DAVID JAMES YVARS	n/a	Valhalla, NY	1	37	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COLLABOLLETTA, MARY JO	CHIEF OPERATING OFFICER	Na	yes	10/2023	Nov 6, 2023	Nov 13, 2024
JR YVARS, DAVID, JAMES	CHIEF FINANCIAL OFFICER AND FINANCIAL ADVISOR	B	yes	10/2023	Nov 6, 2023	Nov 13, 2024
LEE, JOSEPH, DENNIS	VICE PRESIDENT AND FINANCIAL ADVISOR	Na	yes	10/2023	Nov 6, 2023	Nov 13, 2024
YVARS, DAVID, JAMES	CHIEF EXECUTIVE OFFICER, SENIOR PORTFOLIO MANAGER AND CHIEF COMPLIANCE OFFICER	E	yes	10/2023	Nov 6, 2023	Nov 13, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	4	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 4, 2026	$359M	$278M	6	4	3	n/a	n/a
2024	Feb 11, 2025	$365M	$255M	5	4	3	n/a	n/a
2023	Mar 14, 2024	$303M	$215M	5	4	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$359M	$365M	-1.5%	n/a	n/a	6	5	3	3

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
THE DAVID J. YVARS GROUP, INC.	4	Dec 7, 2023	Oct 2, 2024	UNIVERSITY PARK, FL	Firm absorbed	RIA to RIA	100.0%

Relationships

Registered with (4)

← DAVID JAMES YVARSAdvisorregistration: current employment
Oct 2, 2024 to presentfactForm ADV
← MARY JO COLLABOLLETTAAdvisorregistration: current employment
Jun 17, 2024 to presentfactForm ADV
← JOSEPH DENNIS LEEAdvisorregistration: current employment
Jun 17, 2024 to presentfactForm ADV
← DAVID JAMES YVARSAdvisorregistration: current employment
Jun 17, 2024 to presentfactForm ADV

Controls (4)

← YVARS, DAVID, JAMESOwnerCHIEF EXECUTIVE OFFICER, SENIOR PORTFOLIO MANAGER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 6, 2023 to Nov 13, 2024factForm ADV
← COLLABOLLETTA, MARY JOOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Nov 6, 2023 to Nov 13, 2024factForm ADV
← LEE, JOSEPH, DENNISOwnerVICE PRESIDENT AND FINANCIAL ADVISOR, ownership code NA, individual
Nov 6, 2023 to Nov 13, 2024factForm ADV
← JR YVARS, DAVID, JAMESOwnerCHIEF FINANCIAL OFFICER AND FINANCIAL ADVISOR, ownership code B, individual
Nov 6, 2023 to Nov 13, 2024factForm ADV

Moved with (1)

← THE DAVID J. YVARS GROUP, INC.Registered adviser4 advisors, firm absorbed, same day
Dec 7, 2023 to Oct 2, 2024factForm ADV

Dated events

Occurred
Dec 7, 2023
Firm absorbed
The David J. Yvars Group, Inc.'s advisors moved to The David J. Yvars Group Inc. (University Park, FL): 4 of 4 registered, on the same day
Form ADVobserved 5 days ago
4 advisors
Occurred
Nov 6, 2023
Succession filed (Item 4)
The David J. Yvars Group Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago
Occurred
Nov 6, 2023
First Form ADV filing
The David J. Yvars Group Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0425c022-101a-67eb-715d-66ec22cf9f25
First observed: Nov 6, 2023
Last observed: Feb 4, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE DAVID J. YVARS GROUP INC.

CRD 328901

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0425c022-101a-67eb-715d-66ec22cf9f25

Data as of Feb 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:34 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARY JO COLLABOLLETTA

n/a

Valhalla, NY

JOSEPH DENNIS LEE

n/a

Valhalla, NY

DAVID JAMES YVARS

Certified Financial Planner

Valhalla, NY

DAVID JAMES YVARS

n/a

Valhalla, NY

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COLLABOLLETTA, MARY JO

CHIEF OPERATING OFFICER

yes

10/2023

Nov 6, 2023

Nov 13, 2024

JR YVARS, DAVID, JAMES

CHIEF FINANCIAL OFFICER AND FINANCIAL ADVISOR

yes

10/2023

Nov 6, 2023

Nov 13, 2024

LEE, JOSEPH, DENNIS

VICE PRESIDENT AND FINANCIAL ADVISOR

yes

10/2023

Nov 6, 2023

Nov 13, 2024

YVARS, DAVID, JAMES

CHIEF EXECUTIVE OFFICER, SENIOR PORTFOLIO MANAGER AND CHIEF COMPLIANCE OFFICER

yes

10/2023

Nov 6, 2023

Nov 13, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 4, 2026

$359M

$278M

n/a

2024

Feb 11, 2025

$365M

$255M

n/a

2023

Mar 14, 2024

$303M

$215M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$359M

$365M

-1.5%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

THE DAVID J. YVARS GROUP, INC.

Dec 7, 2023

Oct 2, 2024

UNIVERSITY PARK, FL

Firm absorbed

RIA to RIA

100.0%