DFX Intelligence

T•• D•••• J• Y•••• G••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

T•• D•••• J• Y•••• G••••• I•••

THE D•••• J. Y••••, GROUP, INC, CRD 130852

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Search this name across graphsid dfx:ria:16357793-140f-8ad1-f8fa-4fa41bde0aaf

Data as of Mar 28, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Mar 13, 2012 to Mar 28, 2023
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $260M••• Locked
Discretionary RAUM: $179M
Private client RAUM: $195Mderived••• Locked
Private client share: 75%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Y••••• D••••• J••••	CHIEF EXECUTIVE OFFICER, SENIOR PORTFOLIO MANAGER AND CHIEF COMPLIANCE OFFICER	E	yes	03/2004	Mar 13, 2012	Mar 28, 2023
C••••••••• M••• J•	CHIEF OPERATING OFFICER	Na	no	06/2004	Mar 13, 2012	Mar 28, 2023

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$260M	$336M	-22.5%	$240M	2.7%	5	6	3	3

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
T•• D•••• J• Y•••• G•••• I•••	4	Dec 7, 2023	Oct 2, 2024	UNIVERSITY PARK, FL	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (1)

← Y••••• D••••• J••••OwnerCHIEF EXECUTIVE OFFICER, SENIOR PORTFOLIO MANAGER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 13, 2012 to presentfactForm ADV

Owns (3)

← C••••••••• M••• J•OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 13, 2012 to presentfactForm ADV
← L••• J•••••• D•••••OwnerVICE PRESIDENT AND FINANCIAL ADVISOR, ownership code NA, individual
Mar 13, 2012 to presentfactForm ADV
← J• Y••••• D••••• J••••OwnerCHIEF FINANCIAL OFFICER AND FINANCIAL ADVISOR, ownership code B, individual

Dated events

Occurred
Dec 7, 2023
Firm absorbed
••• Locked
Form ADVobserved 7 days ago
4 advisors
Occurred
Feb 11, 2021
Succession filed (Item 4)
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16357793-140f-8ad1-f8fa-4fa41bde0aaf
First observed: Mar 13, 2012
Last observed: Mar 28, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.