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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

JEFFREY STEVEN NOME

Advisor at OSAIC WEALTH, INC.

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:0426aad2-0677-78d7-384a-541d5ac751c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 5, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 2, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 2, 2003
First registration: May 5, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4634204

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 24, 2025	n/a	yes	SCOTTSDALE, AZ	Current employment
OSAIC FA, INC.	Former SEC adviser	Sep 20, 2013	Jan 24, 2025	no	FORT WAYNE, IN\|FORT WAYNE, IN\|FORT WAYNE, IN	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Sep 4, 2013	no	FORT WAYNE, IN	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Oct 1, 2012	no	FORT WAYNE, IN\|FORT WAYNE, IN\|FORT WAYNE, IN\|FORT WAYNE, IN\|FORT WAYNE, IN\|FORT WAYNE, IN\|FORT WAYNE, IN\|FORT WAYNE, IN\|FORT WAYNE, IN	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Oct 17, 2003	Jul 6, 2005	no	FT. WAYNE , IN	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 5, 2003	Oct 21, 2003	no	TINLEY PARK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FA, INC.	OSAIC WEALTH, INC.	Jan 24, 2025	Jan 24, 2025	0	Bulk transfer	Ibd to ibd
J.P. MORGAN SECURITIES LLC	OSAIC FA, INC.	Sep 4, 2013	Sep 20, 2013	16	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	BANC ONE SECURITIES CORPORATION	Oct 21, 2003	Oct 17, 2003	-4	Firm change	Other

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 24, 2025 to presentfactForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Sep 20, 2013 to Jan 24, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Sep 4, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Oct 1, 2012factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Oct 17, 2003 to Jul 6, 2005factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 5, 2003 to Oct 21, 2003factForm ADV

Dated events

No dated event names this entity yet.