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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WEALTH MANAGEMENT GROUP, LLC

CRD 158077

ALLEN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:042fe2fb-986a-b872-81ea-fb7696931fbb

Data as of Feb 4, 2021 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 8, 2013 to Feb 4, 2021
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $172MItem 5.F on the latest filing (2021-02-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $172M
Private client RAUM: $153MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 778
Individual clients: 209
High net worth clients: 83
Custody, client assets: $0
SEC number: 801-78334
CRD: 158077
Filings on the tape: 23
First filed: Jul 8, 2013
Latest filed: Feb 4, 2021
Organised: Limited Liability Company, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ROTHE, ROBERT, SIEGMUND	PRESIDENT/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER	D	yes	05/2011	Jul 8, 2013	Feb 4, 2021
LAM, MANITA, HO	Member	A	no	01/2020	Mar 6, 2020	Feb 4, 2021
LESSNER, HENRY, JOSEPH	Member	B	no	01/2017	Mar 27, 2017	Feb 4, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MANITA H. LAM, CPA	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Feb 4, 2021	$172M	$172M	4	4	0	n/a	n/a
2019	Mar 6, 2020	$170M	$170M	4	4	0	n/a	n/a
2018	Mar 18, 2019	$141M	$141M	4	4	1	n/a	n/a
2017	Mar 9, 2018	$151M	$151M	4	4	1	n/a	n/a
2016	Mar 27, 2017	$132M	$132M	4	4	n/a	n/a	n/a
2015	Feb 8, 2016	$123M	$123M	4	4	n/a	n/a	n/a
2014	Jan 28, 2015	$126M	$126M	3	3	n/a	n/a	n/a
2013	Mar 4, 2014	$120M	$120M	3	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$172M	$170M	1.5%	$151M	4.5%	4	4	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SOUTHPORT CAPITAL	2	May 3, 2021	Feb 16, 2021	ALLEN, TX	Team lift out	RIA to RIA	100.0%

Relationships

Owns (2)

← LESSNER, HENRY, JOSEPHOwnerMEMBER, ownership code B, individual
Mar 27, 2017 to presentfactForm ADV
← LAM, MANITA, HOOwnerMEMBER, ownership code A, individual
Mar 6, 2020 to presentfactForm ADV

Controls (1)

← ROTHE, ROBERT, SIEGMUNDOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER, ownership code D, individual
Jul 8, 2013 to presentfactForm ADV

Registered with (2)

← HENRY JOSEPH LESSNERAdvisorregistration: previous registration
Aug 30, 2011 to May 3, 2021factForm ADV
← MANITA HO MORANAdvisorregistration: previous registration
Dec 18, 2015 to May 3, 2021factForm ADV

Moved with (1)

→ SOUTHPORT CAPITALRegistered adviser2 advisors, team lift out, same day
May 3, 2021 to Feb 16, 2021factForm ADV

Dated events

Occurred
Jul 8, 2013
First Form ADV filing
Wealth Management Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:042fe2fb-986a-b872-81ea-fb7696931fbb
First observed: Jul 8, 2013
Last observed: Feb 4, 2021 68 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEALTH MANAGEMENT GROUP, LLC

CRD 158077

ALLEN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:042fe2fb-986a-b872-81ea-fb7696931fbb

Data as of Feb 4, 2021 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:55 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ROTHE, ROBERT, SIEGMUND

PRESIDENT/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER

yes

05/2011

Jul 8, 2013

Feb 4, 2021

LAM, MANITA, HO

Member

01/2020

Mar 6, 2020

Feb 4, 2021

LESSNER, HENRY, JOSEPH

Member

01/2017

Mar 27, 2017

Feb 4, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MANITA H. LAM, CPA

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Feb 4, 2021

$172M

n/a

2019

Mar 6, 2020

$170M

n/a

2018

Mar 18, 2019

$141M

n/a

2017

Mar 9, 2018

$151M

n/a

2016

Mar 27, 2017

$132M

n/a

2015

Feb 8, 2016

$123M

n/a

2014

Jan 28, 2015

$126M

n/a

2013

Mar 4, 2014

$120M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$172M

$170M

1.5%

$151M

4.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SOUTHPORT CAPITAL

May 3, 2021

Feb 16, 2021

ALLEN, TX

Team lift out

RIA to RIA

100.0%